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Drinking Water Project Profile:

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Project Title:	Water Storage Tanks and Treatment Plant
Project Number:	WX21191025	AWMPC:	NKADD
Funding Status:	Not Funded	Date Approved by AWMPC:	02.25.2026
Project Status:	Approved	Primary County:	Pendleton
Project Schedule:	0-2 Years	Planning Unit:	Pendleton
E-ClearingHouse SAI:		ECH Status:
Primary System:	KY0960126 Falmouth Water Department	ADD WMC Contact:	Grace Herrmann
Legal Applicant:	City of Falmouth
Entity Type:	Incorporated City

Narrative
Applicant
AdministrationBudget
& Schedule
Impacts
ComponentsSustainable
Infrastructure
Audit
Map

Project Title:
Water Storage Tanks and Treatment Plant

Project Description:
The 2023 Storage tank inspection showed that the clear well tank at the water plant needs repairs and painting. The city also proposes the upgrade of the electrical system at the water treatment plant. The existing electric grid has been in place for more than 40 years and is need of updating or replacement. The city would also repair/ replace the existing lamella settling basin that has been in service since 1986 and has several mechanical issues. As of this date it is functional but will need repaired within the next 5 years. The City would also use funds to replace/ repair the check valve at the raw water to prevent backflow, ensuring that water and other liquids flow in only one direction. This is crucial for protecting pumps from reverse flow damage and preventing contamination of potable water. A generator will be added to the Water Treatment Plant to ensure the Water Treatment Plant will maintain power in the case of emergencies.

Need For Project: Briefly describe how this project promotes public health or achieves and/or maintains compliance with the Clean Water Act or Safe Drinking Water Act:
The Water Treatment plant electrical system is 40 years old and needs to be upgraded. The age of the infrastructure is the need for the repair and replacement. The 2023 Storage Tank inspection also showed that the Clear Well Tank needs repair and painting. The existing lamella settling basin has been in service since 1986 and has several mechanical issues that need to be repaired to ensure it remains functioning. The check valve at the raw water needs to be replaced to prevent backflow and potential contamination of potable water.

Project Alternatives:

Alternate A:

Note: If project includes the construction of a new treatment plant or upgrade to existing plant, please explain regionalization options here.

Repair Clear Well and update electrical system without other repairs and upgrades.

Alternate B:

Do nothing.

Entity Information
Entity Type:	Incorporated City
Entity Name:	City of Falmouth
PSC Group ID:	8808600
Office EMail:	rwilliams@cityoffalmouth.com
Web URL:
Office Phone:	859-650-6937	Fax:

Entity Address Information
	Mail Address	Physical Address
Address Line 1:	230 Main St
Address Line 2:
City, State Zip:	Falmouth , KY 41040

Entity Contact Information
Contact Type	Name	Title	EMail	Phone	Cell
Business Contact:	Ramona Williams	City Clerk	rwilliams@cityoffalmouth.com	859-654-6937
Authorized Official:	Sabrina Hazen	Mayor	shazen@cityoffalmouth.com	859-609-1991

Information Source:	Kentucky Department for Local Government
Date Last Modified:	04.04.2026

Project Administrator (PA) Information

Name:	Grace Herrmann
Title:	Community Development Planner
Organization:	Northern Kentucky Area Development District
EMail:	grace.herrmann@nkadd.org
Phone:	859-350-9075 Fax:
Address Line 1:	22 Spiral Dr
Address Line 2:
City, State Zip:	Florence , KY 41042

Applicant Contact (AC) Information

Name:	Megan Crouch
Title:	City Clerk
Organization:	City of Falmouth
EMail:	mcrouch@cityoffalmouth.com
Phone:	859-654-6937 Fax:
Address Line 1:	230 Main St
Address Line 2:
City, State Zip:	Falmouth , KY 41040

Project Engineer (PE) Information

This project requires a licensed Professional Engineer.

A Professional Engineer has been procured for this project.

Licensed Engineer Information

License Number:	PE 20469
PE Name:	Jeff Dwain Reynolds
Firm Name:	Haworth-Meyer-Boleyn Professional Engineers, LLC.
Address Type:	Work
Address Line 1:	Hmb
Address Line 2:	3 Hmb Circle
Address Line 3:	1410 Charlestown-New Albany Pike
City, State Zip:	Jeffersonville , IN 47130
License Status:	Current	Disciplinary Actions:	No
Issue Date:	07.27.1998	Expiration Date:	06.30.2026

Phone:	502∙695∙9800 Fax: 502∙695∙9810
EMail:	jdreynolds@hmbpe.com

Engineering Firm Information
Permit Number:	8
Firm Name:	Haworth-Meyer-Boleyn Professional Engineers, LLC.
Phone:	502∙695∙9800 Fax:
Web URL:	https://www.hmbpe.com/
E-Mail:	registration@trilongroup.com
Address Line 1:	3 Hmb Circle
Address Line 2:
City, State Zip:	Frankfort , KY 40601
Issue Date:	03.02.1993	Expir. Date:	12.31.2026
Permit Status	Current	Disciplinary Actions	No

Estimated Budget As-Bid Budget

Project Cost Categories
Cost Category	Cost
Administrative Expenses:	$36,000
Legal Expenses:
Land, Appraisals, Easements:
Relocation Expense & Payments:
Planning:
Engineering Fees - Design:
Engineering Fees - Construction:
Engineering Fees - Inspection:
Engineering Fees - Other:
Construction:	$1,200,000
Equipment:
Miscellaneous:
Contingencies:
Total Project Cost:	$1,236,000

Construction Cost Categories
Cost Category	Cost
Treatment:	$250,000
Transmission and Distribution:	$100,000
Lead Remediation:
Source:
Storage:	$850,000
Purchase of Systems:
Restructuring:
Land Acquisition:
Non-Categorized :
Total Construction Cost:	$1,200,000

Total Sustainability Costs:	$1,150,000

Note:

Sustainability costs are included within other costs
reported in this tab. This breakout, when provided,
is for SRF review purposes.

Project Funding Sources

Total Project Cost:	$1,236,000
Total Committed Funding:
Funding Gap:	Not Funded

Funding Source	Loan or Grant ID	Fiscal Year	Amount	Status	Applicable Date
KIA SRF Fund F Loan (DW)	F27-062	2027	$1,236,000	Ranked	04-02-2026
Total Committed

Funding Source Notes

Estimated Project Schedule

Estimated Environmental Review Submittal Date:
Estimated Bid Date:	04.01.2027
Estimated Construction Start Date:	06.01.2027
Estimated Construction Completion Date:	11.01.2027

The following systems are beneficiaries of this project:

KY0960126

Falmouth Water Department

Checked box indicates primary system for this project.

Project Ranking by AWMPC:

Regional Ranking(s):
Planning Unit Ranking:
Total Points:

Plans and Specifications:

Plans and specs have been sent to DOW.

Plans and specs have been reviewed by DOW.

Plans and specs have been sent to PSC.

Plans and specs have been reviewed by PSC.

Economic Impacts
Jobs Created:
Jobs Retained:

MHI Basis:

Demographic Impacts (GIS Census Overlay)
Serviceable Demographic	Project Area	Included Systems	Included Utilities
Population:
Households:
MHI:			*
MHI MOE:
MOE as Percent:
**NSRL:			0

Population and household counts are based on the 2020 Census DEC Redistricting Data (PL 94-171) dataset.

Median Household Income (MHI) Source: *(for the primary system operated by the above listed beneficiary utilities).

MHI MOE = Med HH Income Margin of Error.

** NSRL (Non-Standard Rate Levels):
  0 = Greater than or equal to Kentucky MHI (KMHI).
  1 = Between 80% KMHI and KMHI (exclusive).
  2 = Less than or equal to 80% KMHI.
  - KMHI =
  - 80% KMHI =

New Customers
New Residential Customers:
New Commercial Customers:
New Institutional Customers:
New Industrial Customers:

New or Improved Service
Service Demographic	Survey Based	Census Overlay*
To Unserved Households:
To Underserved Households:
To Total Households:
**Cost Per Household:

*	GIS Census block overlay figures are estimates of population and households potentially served by systems and projects based on a proximity analysis of relevant service lines to census block boundaries published for the 2010 SF1 dataset.
**	Cost per household is based on surveyed household counts, not GIS overlay values.

Geographic Impacts
For Project Area

Counties

Pendleton

Legislative Districts

District Name	Legislator
House 078	Mark Hart
Senate 24	Shelley Funke Frommeyer
Congressional 4	Thomas Massie

HUC 10 Watersheds

HUC 10 Code	Watershed Name
0510010112	Grassy Creek-Licking River

Geographic Impacts
For Included System(s)

Counties

Pendleton

Legislative Districts

District Name
House 078	Mark Hart
Senate 24	Shelley Funke Frommeyer
Congressional 4	Thomas Massie

DW Specific Impacts:

	This project relates to a public health emergency.
	This project will assist a non-compliant system to achieve compliance.
	This project will assist a compliant system to meet future requirements.
	This project will provide assistance not compliance related.
	This project is necessary to achieve full or partial compliance with a court order, agreed order, or a judicial or administrative consent decree.
	Primary system has not received any SDWA Notices of Violation within the previous state fiscal year (July through June).
	Primary system has had an action level exceedance (lead concentrations exceed an action level of 15 ppb in more than 10% of customer taps sampled) within the last compliance period.
	Primary system has received a lead trigger level exceedance (lead concentrations exceed a trigger level of 10 ppb in more than 10% of customer taps sampled) within the last compliance period.

Project Readiness LSL (Lead Inventory and Lead Service Line Replacement):

Lead Service Line Inventory:

A description of goals to be achieved and products to be created (e.g., electronic or GIS database; customer communication tools) when creating a lead service line inventory procedure, including a proposed timeline for achieving each goal.

Lead Service Line Replacement:

	A strategy for informing customers before a LSLR and a template for an agreement with the private property owner to replace the LSL.
	A process for documenting all property owners declining replacement of privately owned portion of LSL.
	A procedure for customers to flush service lines and premise plumbing of particulate lead.
	A proposed plan for conducting LSL replacement utilizing all requested funding.
	A funding strategy for conducting LSLRs utilizing all requested funding.

Project Inventory (Mapped Features):

Point Features:

DOW PermitID	Count	Feature Type	Purpose	Status	Existing Capacity	Proposed Capacity	Units
KY0960126	1	GENERATOR	GENERATOR - WATER TREATMENT PLANT				EA
KY0960126	1	WATER TANK	WATER EFF - TANK WATER LOSS	REHAB
KY0960126	1	WATER TREATMENT PLANT		REHAB

Administrative Components:

The following administrative components are included in this project:

Planning

Design

Construction

Management

Audits on Record
Associated With Applicant

Audit Year	Entity Name	Entity Relationship
2025	Falmouth, City of	Parent
2024	Falmouth, City of	Parent
2023	Falmouth, City of	Parent
2022	Falmouth, City of	Parent

Regionalization Components:

Public Water Systems Eliminated:

This project includes the elimination of public water system(s) through merger or acquisition.

Water Treatment Plants Eliminated:

This project includes the elimination of water treatment plant(s).

Supplementation of Raw Water Supply:

This project includes supplementing the existing raw water supply.

Supplementation of Potable Water Supply:

This project includes supplementing the existing potable water supply.

Emergency Only Water Supply:

This project provides emergency only water supply.

Water Source Protection:

	This project will preventatively address PFAS or other emerging contaminants of the source water.
	This project will address current PFAS or other emerging contaminants of the source water.
	This project includes the rehabilitation of a dam or reservoir used primarily for drinking water.
	This project includes land acquisition for water source protection.

Water Treatment Components:

This project includes water treatment components.

Treatment Activities:

This project includes a new water treatment plant.

This project includes an expansion of an existing water treatment plant.

This project includes rehabilitation of an existing water treatment plant.

PFAS Detected.

This project includes upgrades to an existing water treatment plant.

This project includes emergency power generators for treatment activities.

Number of units provided:

This project includes redundant treatment processes.

This project includes replacement of existing raw water lines.

Treatment - Upgrades/Modifications:

This project includes infrastructure options to meet Cryptosporidium removal/inactivation requirements.

This project includes infrastructure options to meet CT inactivation requirements.

Explanation of how CT inactivation will be achieved:

The repair/replacement of the Lamella Plate Settling Basin will assist the water treatment plant in meeting the CT inactivation requirements.

This project includes treatment modifications to meet the Disinfectants/Disinfection Byproducts Rule at the water treatment plant.

Explanation of how disinfection treatment modifications will be achieved:

The repair/replacement of the Lamella Plate Settling Basin will assist the water treatment plant in meeting the disinfection byproducts rule.

This project will provide treatment modifications for VOCs, IOCs, SOC, or Radionuclides.

Explanation of how OC/Radionuclides treatment modifications will be achieved:

The repair/replacement of the Lamella Plate Settling Basin will assist the water treatment plant in meeting rules regulating treatment for VOCs, IOC, SOC, or Rasoinuclides.

This project includes treatment modifications to address Secondary Contaminants.

Treatment process modifications preventatively addresses PFAS and other emerging contaminants.

Treatment process modifications addresses current PFAS and other emerging contaminants.

Security:

This project includes security components for water treatment facilities.

Water Distribution and Storage Components:

This project includes water distribution and/or storage components.

Water Line Extensions:

This project includes water line extension(s).

Redundancy Components:

This project includes emergency power generators for distribution and/or storage activities.

This project includes redundant distribution and/or storage processes.

Finished Water Quality:

This project includes infrastructure to address inadequate water turnover and disinfection byproducts (DBPs).

Service Line Inventory:

This project includes implementation of a service line inventory.

Water Line Replacement:

This project replaces problem water lines (breaks, leaks, or restrictive flows due to age), water lines consisting of lead and/or asbestos-cement (AC), and/or inadequately sized water lines.
In-place or in-situ repair medhods will be used in lieu of water line replacement.
This project replaces lead service lines.

Water Loss in the Last 12 Months:

The system has experienced the following water loss over the past 12 months:

Water loss volume (MG):	177.475
Water loss percent:	52%

Water Storage and Pressure Components:

This project includes the construction of new water tank(s).

This project includes the replacement of existing water tank(s).

This project includes the rehabilitation of existing water tank(s).

Number of rehabilitated tanks:

This project includes the construction of new pump station(s).

This project includes the rehabilitation of existing pump station(s).

Security:

This project includes security components for water distribution infrastructure.

Green
InfrastructureWater
EfficiencyEnergy
EfficiencyEnvironmentally
InnovativeAsset
Management

Green Infrastructure:

Green stormwater infrastructure includes a wide array of practices at multiple scales that manage wet weather and that maintains and restores natural hydrology by infiltrating, evapotranspiring and harvesting and using stormwater. On a regional scale, green infrastructure is the preservation and restoration of natural landscape features, such as forests, floodplains, and wetlands, coupled with policies such as infill and redevelopment that reduce overall imperviousness in a watershed. On the local scale, green infrastructure consists of site and neighborhood-specific practices, such as:

Component		Cost
Item 1:	Bioretention
Item 2:	Trees
Item 3:	Green Roofs
Item 4:	Permeable Pavement
Item 5:	Cisterns
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Water Efficiency:

The use of improved technologies and practices to deliver equal or better services with less water. Water efficiency encompasses conservation and reuse efforts, as well as water loss reduction and prevention, to protect water resources for the future. Examples include:

Component		Cost
Item 1:	Installing or retrofitting water efficient devices such as plumbing fixtures and appliances (toilets, showerheads, urinals).
Item 2:	Installing any type of water meter in previously unmetered areas (can include backflow prevention if in conjunction with meter replacement).
Item 3:	Replacing existing broken/malfunctioning water meters with AMR or smart meters, meters with leak detection, backflow prevention.
Item 4:	Retrofitting/adding AMR capabilities or leak equipment to existing meters.
Item 5:	Conducting water utility audits, leak detection studies, and water use efficiency baseline studies, which are reasonably expected to result in a capital project or in a reduction in demand to alleviate the need for additional capital investment.
Item 6:	Developing conservation plans/programs reasonable expected to result in a water conserving capital project or in a reduction in demand to alleviate the need for capital investment.
Item 7:	Recycling and water reuse projects that replace potable sources with non-potable sources (Gray water, condensate, and wastewater effluent reuse systems, extra treatment or distribution costs associated with water reuse).
Item 8:	Retrofit or replacement of existing landscape irrigation systems to more efficient landscape irrigation systems.
Item 9:	Water meter replacement with traditional water meters.*
Item 10:	Distribution pipe replacement or rehabilitation to reduce water loss and prevent water main breaks.*
Item 11:	Storage tank replacement/rehabilitation to reduce water loss.*	$850,000
Item 12:	New water efficient landscape irrigation system, where there currently is not one.*
Item 13:	Implementation of incentive programs to conserve water such as rebates.
Item 14:	Installing WaterSense labeled products (https://www.epa.gov/watersense)
Item 15:	Projects that result from a water efficiency related assessments (such as water audits, leak detection studies, conservation plans, etc.) as long as the assessments adhered to the standard industry practices referenced above.
Item 16:	Distribution system leak detection equipment, portable or permanent.
Item 17:	Automatic flushing systems (portable or permanent).
Item 18:	Pressure reducing valves (PRVs).
Item 19:	Internal plant water reuse (such as backwash water recycling).
Total Cost:		$850,000

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

The current storage tank needs to be replaced as it is old and is in need of repair or replacement. A new storage tank will reduce water loss for the system.

Energy Efficiency:

Energy efficiency is the use of improved technologies and practices to reduce the energy consumption of water projects, use energy in a more efficient way, and/or produce/utilize renewable energy. Examples include:

Component		Cost
Item 1:	Renewable energy projects, which are part of a public health project, such as wind, solar, geothermal, and micro-hydroelectric that provides power to a utility.
Item 2:	Utility-owned or publicly-owned renewable energy projects.
Item 3:	Utility energy management planning, including energy assessments, energy audits, optimization studies, and sub-metering of individual processes to determine high energy use areas.
Item 4:	Energy efficient retrofits, upgrades, or new pumping systems and treatment processes (including variable frequency drives (VFDs).*
Item 5:	Pump refurbishment to optimize pump efficiency.*
Item 6:	Projects that result from an energy efficient related assessment.*	$100,000
Item 7:	Projects that cost effectively eliminate pumps or pumping stations.*
Item 8:	Projects that achieve the remaining increments of energy efficiency in a system that is already very efficient.*
Item 9:	Upgrade of lighting to energy efficient sources.*	$100,000
Item 10:	Automated and remote control systems (SCADA) that achieve substantial energy savings.*
Total Cost:		$200,000

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

As the Water Treatment Plant's electrical system is 40 years old, work is needed to improve the electrical system including making the electrical system more energy efficient and upgrading the lighting to energy efficient sources.

Environmentally Innovative Projects:

Environmentally innovative projects include those that demonstrate new and/or innovative approaches to delivering services or managing water resources in a more sustainable way. Examples include:

Component		Cost
Item 1:	Total integrated water resources management planning, or other planning framework where project life cycle costs are minimized, which enables communities to adopt more efficient and cost-effective infrastructure solutions.
Item 2:	Plans to improve water quantity and quality associated with water system technical, financial, and managerial capacity.	$100,000
Item 3:	Source water protection planning (delineation, monitoring, modeling).
Item 4:	Planning activities to prepare for adaptation to the long-term effects of climate change and/or extreme weather.
Item 5:	Utility sustainability plan consistent with EPA’s sustainability policy.
Item 6:	Greenhouse gas inventory or mitigation plan and submission of a GHG inventory to a registry as long as it is being done for an SRF eligible facility.
Item 7:	Construction of US Building Council LEED certified buildings, or renovation of an existing building.
Item 8:	Projects that significantly reduce or eliminate the use of chemicals in water treatment.*
Item 9:	Treatment technologies or approaches that significantly reduce the volume of residuals, minimize the generation of residuals, or lower the amount of chemicals in the residuals.*
Item 10:	Trenchless or low impact construction technology.*
Item 11:	Using recycled materials or re-using materials on-site.*
Item 12:	Educational activities and demonstration projects for water or energy efficiency (such as rain gardens).*
Item 13:	Projects that achieve the goals/objectives of utility asset management plans*
Total Cost:		$100,000

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

The improvements to the Water Treatment Plant through an electrical system upgrade, the clear well tank repairs, the lamella settling basin repairs, and the check valve replacement would improve the water quality associated with the water system.

Asset Management:

If a category is selected, the applicant must provide supporting documentation in PDF format to substantiate claims.

Asset Management Components

Last Rate Adjustment Date:	08.27.2019 Download Fee Schedule
Rate Adjustment Age (months):	77

System’s monthly water bill, based on 4,000 gallons, as a percentage of MHI:

1.16%

The system has an Asset Management Plan (AMP).

The system(s) involved in this project have specifically allocated funds for the rehabilitation and replacement of aging and deteriorating infrastructure.

If any box(es) above are checked, please describe each below.

Activity	Date
Profile Created:	10.07.2025
Profile Last Modified:	02.27.2026
General Info Last Modified:	02.27.2026
Narrative Last Modified:	01.26.2026
Admin Info Last Modified:	10.07.2025
Budget Info Last Modified:	12.02.2025
Impacts Info Last Modified:	10.07.2025
Plans & Specs Info Last Modified:
Components Info Last Modified:	10.07.2025
GIS Last Modified:	10.07.2025

Deficiencies found in Budget and Schedule Tab:

Funding Sources:

− Warning: The construction start date is not within the normal expected threshold for projects requesting SRF funding.

Deficiencies found in Impacts Tab:

Demographic Impacts Section:

− Warning: There are no surveyed household counts for this project.

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