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Drinking Water Project Profile:

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Project Title:	Duvall Valley Area Water System Improvements
Project Number:	WX21053015	AWMPC:	LCADD
Funding Status:	Fully Funded	Date Approved by AWMPC:	01.18.2023
Project Status:	Approved	Primary County:	Clinton
Project Schedule:	0-2 Years	Planning Unit:	Clinton
E-ClearingHouse SAI:	KY202212271569	ECH Status:	Approved
Primary System:	KY0270003 Albany Municipal Water & Sewer	ADD WMC Contact:	Martina Hadley
Legal Applicant:	City of Albany
Entity Type:	Incorporated City

Narrative
Applicant
AdministrationBudget
& Schedule
Impacts
ComponentsSustainable
Infrastructure
Audit
Map

Project Title:
Duvall Valley Area Water System Improvements

Project Description:
The project entails the construction of 32,000 LF of 12- inch water line to replace existing 6-inch and 4-inch water lines from US Highway 127 along Kentucky Highway 696, 415, and 968 to the Duvall Valley Area which will include a new 500 GPM water booster pump station and appurtenances. In addition, the project entails the construction of 13,400 LF of 6-inch water line to extends from Kentucky Highway 696 along Kentucky Highway 968 to Kentucky Highway 969. The proposed project will improve service for approximately 713 existing customers and provide a potable water supply to approximately twelve (12) poultry farms. The project also includes the repair of five (5) leaks along the Albany 12-inch Loop Line and the repair of a 5,000-gallon tank leak. Telemetry will be added to the new 500 GPM Booster Pump Station and the existing 5,000-gallon tank.

Need For Project: Briefly describe how this project promotes public health or achieves and/or maintains compliance with the Clean Water Act or Safe Drinking Water Act:
Project will provide a volume of water to existing customers and poultry farms that are experiencing water shortage due to high demand in an area during summer months and even during the non-peak seasons. The new water line, connection, will maintain a water flow and supply to an area that suffers during peak demands.

Project Alternatives:

Alternate A:

Note: If project includes the construction of a new treatment plant or upgrade to existing plant, please explain regionalization options here.

Install parallel with the existing 6-inch and 4-inch water a new 6-inch water line with new 500,000 gallon elevated water storage tank and water booster pump station upgrade.

Alternate B:

Continue using the existing 6-ich and 4-inch water line and install a new water booster pump station and new 500,000 gallon elevated water storage tank, and upgrade existing water booster pump station.

Entity Information
Entity Type:	Incorporated City
Entity Name:	City of Albany
PSC Group ID:	8809600
Office EMail:	albanycityhall9@mchsi.com
Web URL:
Office Phone:	606-387-6011	Fax:	606-387-6105

Entity Address Information
	Mail Address	Physical Address
Address Line 1:	PO Box 129 204 S Cross St
Address Line 2:
City, State Zip:	Albany , KY 42602

Entity Contact Information
Contact Type	Name	Title	EMail	Phone	Cell
Business Contact:	Melissa P. Smith	City Clerk	albanycityhall9@mchsi.com	606-387-6011
Authorized Official:	James Bray	Mayor	jamesbrayllc@gmail.com	606-387-6011

Information Source:	Kentucky Department for Local Government
Date Last Modified:	05.18.2024

Project Administrator (PA) Information

Name:	Deron Byrne
Title:	Project Engineer
Organization:	Monarch Engineer
EMail:	dbyrne@monarchengineering.net
Phone:	502-839-1310 Fax: 502-839-1373
Address Line 1:	556 Carlton Dr
Address Line 2:
City, State Zip:	Lawrenceburg , KY 40342

Applicant Contact (AC) Information

Name:	James Bray
Title:	Mayor
Organization:	City of Albany
EMail:	jamesbrayllc@gmail.com
Phone:	606-387-6011 Fax:
Address Line 1:	204 S Cross St
Address Line 2:	PO Box 129
City, State Zip:	Albany , KY 42602

Project Engineer (PE) Information

This project requires a licensed Professional Engineer.

A Professional Engineer has been procured for this project.

Licensed Engineer Information

License Number:	PE 23127
PE Name:	Deron Scott Byrne
Firm Name:	Monarch Engineering, Incorporated
Address Type:	Work
Address Line 1:	Monarch Engineering, Inc
Address Line 2:	556 Carlton Drive
Address Line 3:
City, State Zip:	Lawrenceburg , KY 40342
License Status:	Current	Disciplinary Actions:	No
Issue Date:	06.23.2003	Expiration Date:	06.30.2025

Phone:	502∙839∙1310 Fax: 502∙839∙1373
EMail:	dbyrne@monarchendineering.net

Engineering Firm Information
Permit Number:	857
Firm Name:	Monarch Engineering, Incorporated
Phone:	502∙839∙1310 Fax:
Web URL:
E-Mail:	dbowles@monarchengineering.net
Address Line 1:	556 Carlton Drive
Address Line 2:
City, State Zip:	Lawrenceburg , KY 40342
Issue Date:	08.30.1994	Expir. Date:	12.31.2024
Permit Status	Current	Disciplinary Actions	No

Estimated Budget As-Bid Budget

Project Cost Categories
Cost Category	Cost
Administrative Expenses:	$40,000
Legal Expenses:	$11,971
Land, Appraisals, Easements:	$40,125
Relocation Expense & Payments:
Planning:
Engineering Fees - Design:	$348,000
Engineering Fees - Construction:
Engineering Fees - Inspection:	$179,000
Engineering Fees - Other:	$48,264
Construction:	$5,216,290
Equipment:
Miscellaneous:	$60,000
Contingencies:	$893,688
Total Project Cost:	$6,837,338

Construction Cost Categories
Cost Category	Cost
Treatment:
Transmission and Distribution:	$5,216,290
Lead Remediation:
Source:
Storage:
Purchase of Systems:
Restructuring:
Land Acquisition:
Non-Categorized :
Total Construction Cost:	$5,216,290

Total Sustainability Costs:	$150,000

Note:

Sustainability costs are included within other costs
reported in this tab. This breakout, when provided,
is for SRF review purposes.

Project Funding Sources

Total Project Cost:	$6,837,338
Total Committed Funding:	$6,837,338
Funding Gap:	Fully Funded

Funding Source	Loan or Grant ID	Fiscal Year	Amount	Status	Applicable Date
AML	128 2000001946	2020	$3,000,000	Committed	08-01-2020
ARC	KY-20156-2020	2020	$400,000	Committed	10-01-2020
KIA SRF Fund F Loan (DW)	F21-009	2021	$2,500,000	Committed	01-07-2021
21SB036 Cleaner Water Program (FY 2022)	21CWW314	2022	$375,267	Committed	11-15-2022
22HB001 Cleaner Water Program (FY 2023)	22CWW197	2023	$562,071	Committed	11-19-2022
Total Committed			$6,837,338

Funding Source Notes

Requesting to reallocate from SX21053016 for the amount of  $375,267.

Estimated Project Schedule

Estimated Environmental Review Submittal Date:	04.02.2021
Estimated Bid Date:	02.03.2023
Estimated Construction Start Date:	09.11.2023
Estimated Construction Completion Date:	05.28.2024

The following systems are beneficiaries of this project:

KY0270003

Albany Municipal Water & Sewer

Checked box indicates primary system for this project.

Project Ranking by AWMPC:

Regional Ranking(s):
Planning Unit Ranking:
Total Points:

Plans and Specifications:

Plans and specs have been sent to DOW.

Plans and specs have been reviewed by DOW.

Plans and specs have been sent to PSC.

Plans and specs have been reviewed by PSC.

Economic Impacts
Jobs Created:
Jobs Retained:

MHI Basis:

Demographic Impacts (GIS Census Overlay)
Serviceable Demographic	Project Area	Included Systems	Included Utilities
Population:	926	9,042	9,042
Households:	451	4,717	4,717
MHI:	$39,492	$43,555	*$43,555
MHI MOE:	$6,919	$9,529	$9,529
MOE as Percent:	18%	22%	22%
**NSRL:	2	2	2

Population and household counts are based on the 2020 Census DEC Redistricting Data (PL 94-171) dataset.

Median Household Income (MHI) Source: American Community Survey 2018-2022 5 Yr Estimates (Table B19013 *(for the primary system operated by the above listed beneficiary utilities).

MHI MOE = Med HH Income Margin of Error.

** NSRL (Non-Standard Rate Levels):
  0 = Greater than or equal to Kentucky MHI (KMHI).
  1 = Between 80% KMHI and KMHI (exclusive).
  2 = Less than or equal to 80% KMHI.
  - KMHI = $60,183
  - 80% KMHI = $48,146

New Customers
New Residential Customers:
New Commercial Customers:
New Institutional Customers:
New Industrial Customers:

New or Improved Service
Service Demographic	Survey Based	Census Overlay*
To Unserved Households:
To Underserved Households:	713	451
To Total Households:	713	451
**Cost Per Household:	$9,590

*	GIS Census block overlay figures are estimates of population and households potentially served by systems and projects based on a proximity analysis of relevant service lines to census block boundaries published for the 2010 SF1 dataset.
**	Cost per household is based on surveyed household counts, not GIS overlay values.

Geographic Impacts
For Project Area

Counties

Clinton

Legislative Districts

District Name	Legislator
House 083	Josh Branscum
Senate 15	Rick Girdler
Congressional 1	James Comer

HUC 10 Watersheds

HUC 10 Code	Watershed Name
0513010504	Wolf River

Geographic Impacts
For Included System(s)

Counties

Clinton

Russell

Wayne

Legislative Districts

District Name
House 052	Ken Upchurch
House 083	Josh Branscum
Senate 15	Rick Girdler
Congressional 1	James Comer
Congressional 5	Hal Rogers

DW Specific Impacts:

	This project relates to a public health emergency.
	This project will assist a non-compliant system to achieve compliance.
	This project will assist a compliant system to meet future requirements.
	This project will provide assistance not compliance related.
	This project is necessary to achieve full or partial compliance with a court order, agreed order, or a judicial or administrative consent decree.
	Primary system has not received any SDWA Notices of Violation within the previous state fiscal year (July through June).
	Primary system has had an action level exceedance (lead concentrations exceed an action level of 15 ppb in more than 10% of customer taps sampled) within the last compliance period.
	Primary system has received a lead trigger level exceedance (lead concentrations exceed a trigger level of 10 ppb in more than 10% of customer taps sampled) within the last compliance period.

Project Readiness LSL (Lead Inventory and Lead Service Line Replacement):

Lead Service Line Inventory:

A description of goals to be achieved and products to be created (e.g., electronic or GIS database; customer communication tools) when creating a lead service line inventory procedure, including a proposed timeline for achieving each goal.

Lead Service Line Replacement:

	A strategy for informing customers before a LSLR and a template for an agreement with the private property owner to replace the LSL.
	A process for documenting all property owners declining replacement of privately owned portion of LSL.
	A procedure for customers to flush service lines and premise plumbing of particulate lead.
	A proposed plan for conducting LSL replacement utilizing all requested funding.
	A funding strategy for conducting LSLRs utilizing all requested funding.

Project Inventory (Mapped Features):

Point Features:

DOW PermitID	Count	Feature Type	Purpose	Status	Existing Capacity	Proposed Capacity	Units
KY0270003	1	PUMP STATION	ENERGY EFF - VFD DEVICE	REHAB	50.00	500.00	GPM
KY0270003	1	WATER TANK			50,000.00		GALLONS
KY0270003	1	WATER TANK	TANK - INCREASE STORAGE	NEW		500,000.00	GALLONS

Linear Features:

DOW Permit ID	Line Type	Purpose	Activity	Size (in.)	Material	Length (LF)
KY0270003	WATER LINE: FINISHED	DISTRIBUTION		4.00	PVC	6,330
KY0270003	WATER LINE: FINISHED	DISTRIBUTION		6.00	PVC	13,063
KY0270003	WATER LINE: FINISHED	DISTRIBUTION		12.00	DUCTILE IRON	11,660
KY0270003	WATER LINE: FINISHED	DISTRIBUTION	REHAB - REPLACE UNDERSIZED LINES	12.00	DUCTILE IRON	24,510
					Total Length	55,563

Administrative Components:

The following administrative components are included in this project:

Planning

Design

Construction

Management

Audits on Record
Associated With Applicant

Audit Year	Entity Name	Entity Relationship
2022	Albany, City of	Parent
2021	Albany, City of	Parent
2020	Albany, City of	Parent

Regionalization Components:

Public Water Systems Eliminated:

This project includes the elimination of public water system(s) through merger or acquisition.

Water Treatment Plants Eliminated:

This project includes the elimination of water treatment plant(s).

Supplementation of Raw Water Supply:

This project includes supplementing the existing raw water supply.

Supplementation of Potable Water Supply:

This project includes supplementing the existing potable water supply.

Emergency Only Water Supply:

This project provides emergency only water supply.

Water Source Protection:

	This project will preventatively address PFAS or other emerging contaminants of the source water.
	This project will address current PFAS or other emerging contaminants of the source water.
	This project includes the rehabilitation of a dam or reservoir used primarily for drinking water.
	This project includes land acquisition for water source protection.

Water Treatment Components:

This project includes water treatment components.

Water Distribution and Storage Components:

This project includes water distribution and/or storage components.

Water Line Extensions:

This project includes water line extension(s).

Redundancy Components:

This project includes emergency power generators for distribution and/or storage activities.

This project includes redundant distribution and/or storage processes.

Finished Water Quality:

This project includes infrastructure to address inadequate water turnover and disinfection byproducts (DBPs).

Service Line Inventory:

This project includes implementation of a service line inventory.

Water Line Replacement:

This project replaces problem water lines (breaks, leaks, or restrictive flows due to age), water lines consisting of lead and/or asbestos-cement (AC), and/or inadequately sized water lines.
Total length of line replacement: 24,510 LF
In-place or in-situ repair medhods will be used in lieu of water line replacement.
This project replaces lead service lines.

Roads Serviced by Line Replacements:

Road Name	LF Serviced
Ky Highway 696 (Duvall Valley Road)	30,000
Total LF Serviced	30,000

Water Loss in the Last 12 Months:

The system has experienced the following water loss over the past 12 months:

Water loss volume (MG):	407.439
Water loss percent:	25%

Water Storage and Pressure Components:

This project includes the construction of new water tank(s).

Number of new tank(s):	1
Proposed storage capacity of new tank(s):		gallons.

Reason for increased storage:

Project will provide a volume of water to existing customers and poultry farms that are experiencing water shortage due to high demand in an area during summer months and even during non-peak seasons.  The new water storage tank will maintain a water flow and supply to an area that suffers during peak demands.

This project includes the replacement of existing water tank(s).

This project includes the rehabilitation of existing water tank(s).

This project includes the construction of new pump station(s).

This project includes the rehabilitation of existing pump station(s).

Number of rehabilitated pump stations:

Security:

This project includes security components for water distribution infrastructure.

Green
InfrastructureWater
EfficiencyEnergy
EfficiencyEnvironmentally
InnovativeAsset
Management

Green Infrastructure:

Green stormwater infrastructure includes a wide array of practices at multiple scales that manage wet weather and that maintains and restores natural hydrology by infiltrating, evapotranspiring and harvesting and using stormwater. On a regional scale, green infrastructure is the preservation and restoration of natural landscape features, such as forests, floodplains, and wetlands, coupled with policies such as infill and redevelopment that reduce overall imperviousness in a watershed. On the local scale, green infrastructure consists of site and neighborhood-specific practices, such as:

Component		Cost
Item 1:	Bioretention
Item 2:	Trees
Item 3:	Green Roofs
Item 4:	Permeable Pavement
Item 5:	Cisterns
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Water Efficiency:

The use of improved technologies and practices to deliver equal or better services with less water. Water efficiency encompasses conservation and reuse efforts, as well as water loss reduction and prevention, to protect water resources for the future. Examples include:

Component		Cost
Item 1:	Installing or retrofitting water efficient devices such as plumbing fixtures and appliances (toilets, showerheads, urinals).
Item 2:	Installing any type of water meter in previously unmetered areas (can include backflow prevention if in conjunction with meter replacement).
Item 3:	Replacing existing broken/malfunctioning water meters with AMR or smart meters, meters with leak detection, backflow prevention.
Item 4:	Retrofitting/adding AMR capabilities or leak equipment to existing meters.
Item 5:	Conducting water utility audits, leak detection studies, and water use efficiency baseline studies, which are reasonably expected to result in a capital project or in a reduction in demand to alleviate the need for additional capital investment.
Item 6:	Developing conservation plans/programs reasonable expected to result in a water conserving capital project or in a reduction in demand to alleviate the need for capital investment.
Item 7:	Recycling and water reuse projects that replace potable sources with non-potable sources (Gray water, condensate, and wastewater effluent reuse systems, extra treatment or distribution costs associated with water reuse).
Item 8:	Retrofit or replacement of existing landscape irrigation systems to more efficient landscape irrigation systems.
Item 9:	Water meter replacement with traditional water meters.*
Item 10:	Distribution pipe replacement or rehabilitation to reduce water loss and prevent water main breaks.*
Item 11:	Storage tank replacement/rehabilitation to reduce water loss.*
Item 12:	New water efficient landscape irrigation system, where there currently is not one.*
Item 13:	Implementation of incentive programs to conserve water such as rebates.
Item 14:	Installing WaterSense labeled products (https://www.epa.gov/watersense)
Item 15:	Projects that result from a water efficiency related assessments (such as water audits, leak detection studies, conservation plans, etc.) as long as the assessments adhered to the standard industry practices referenced above.
Item 16:	Distribution system leak detection equipment, portable or permanent.
Item 17:	Automatic flushing systems (portable or permanent).
Item 18:	Pressure reducing valves (PRVs).
Item 19:	Internal plant water reuse (such as backwash water recycling).
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Energy Efficiency:

Energy efficiency is the use of improved technologies and practices to reduce the energy consumption of water projects, use energy in a more efficient way, and/or produce/utilize renewable energy. Examples include:

Component		Cost
Item 1:	Renewable energy projects, which are part of a public health project, such as wind, solar, geothermal, and micro-hydroelectric that provides power to a utility.
Item 2:	Utility-owned or publicly-owned renewable energy projects.
Item 3:	Utility energy management planning, including energy assessments, energy audits, optimization studies, and sub-metering of individual processes to determine high energy use areas.
Item 4:	Energy efficient retrofits, upgrades, or new pumping systems and treatment processes (including variable frequency drives (VFDs).*	$150,000
Item 5:	Pump refurbishment to optimize pump efficiency.*
Item 6:	Projects that result from an energy efficient related assessment.*
Item 7:	Projects that cost effectively eliminate pumps or pumping stations.*
Item 8:	Projects that achieve the remaining increments of energy efficiency in a system that is already very efficient.*
Item 9:	Upgrade of lighting to energy efficient sources.*
Item 10:	Automated and remote control systems (SCADA) that achieve substantial energy savings.*
Total Cost:		$150,000

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

A new pump station upgrade will be constructed for the existing Duvall Valley Pump Station. Pumps will be upgraded to 50 GPM pumps with variable frequency drives (VFDs) This will improve flow and increase pump efficiency.

Environmentally Innovative Projects:

Environmentally innovative projects include those that demonstrate new and/or innovative approaches to delivering services or managing water resources in a more sustainable way. Examples include:

Component		Cost
Item 1:	Total integrated water resources management planning, or other planning framework where project life cycle costs are minimized, which enables communities to adopt more efficient and cost-effective infrastructure solutions.
Item 2:	Plans to improve water quantity and quality associated with water system technical, financial, and managerial capacity.
Item 3:	Source water protection planning (delineation, monitoring, modeling).
Item 4:	Planning activities to prepare for adaptation to the long-term effects of climate change and/or extreme weather.
Item 5:	Utility sustainability plan consistent with EPA’s sustainability policy.
Item 6:	Greenhouse gas inventory or mitigation plan and submission of a GHG inventory to a registry as long as it is being done for an SRF eligible facility.
Item 7:	Construction of US Building Council LEED certified buildings, or renovation of an existing building.
Item 8:	Projects that significantly reduce or eliminate the use of chemicals in water treatment.*
Item 9:	Treatment technologies or approaches that significantly reduce the volume of residuals, minimize the generation of residuals, or lower the amount of chemicals in the residuals.*
Item 10:	Trenchless or low impact construction technology.*
Item 11:	Using recycled materials or re-using materials on-site.*
Item 12:	Educational activities and demonstration projects for water or energy efficiency (such as rain gardens).*
Item 13:	Projects that achieve the goals/objectives of utility asset management plans*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Asset Management:

If a category is selected, the applicant must provide supporting documentation in PDF format to substantiate claims.

Asset Management Components

Last Rate Adjustment Date:	11.01.2022 Download Fee Schedule
Rate Adjustment Age (months):	14

System’s monthly water bill, based on 4,000 gallons, as a percentage of MHI:

0.51%

The system has an Asset Management Plan (AMP).

The system(s) involved in this project have specifically allocated funds for the rehabilitation and replacement of aging and deteriorating infrastructure.

If any box(es) above are checked, please describe each below.

Activity	Date
Profile Created:	08.12.2016
Profile Last Modified:	05.14.2024
General Info Last Modified:	01.18.2023
Narrative Last Modified:	05.14.2024
Admin Info Last Modified:	05.14.2024
Budget Info Last Modified:	05.14.2024
Impacts Info Last Modified:	01.13.2023
Plans & Specs Info Last Modified:
Components Info Last Modified:	08.12.2016
GIS Last Modified:	02.08.2023

Deficiencies found in Budget and Schedule Tab:

Funding Sources:

− Warning: The construction start date is not within the normal expected threshold for projects requesting SRF funding.

Detailed Schedule:

− Warning: Estimated construction start date is not within 120 days after estimated bid date.

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