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Clean Water Project Profile:

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Project Title:	Clay City - Phase II Sewer System Rehab
Project Number:	SX21197004	AWMPC:	BGADD
Funding Status:	Partially Funded	Date Approved by AWMPC:	07.16.2010
Project Status:	Approved	Primary County:	Powell
Project Schedule:	0-2 Years	Planning Unit:	Unit 1
E-ClearingHouse SAI:	KY202004150535	ECH Status:	Approved
Primary System:	KYP000084 Clay City Wastewater	ADD WMC Contact:	Karyn Leverenz
Legal Applicant:	City of Clay City
Entity Type:	Incorporated City

Narrative
Applicant
AdministrationBudget
& Schedule
Impacts
ComponentsSustainable
Infrastructure
Audit
Map

Project Title:
Clay City - Phase II Sewer System Rehab

Project Description:
This project is applying for a 2021 SRF Planning and Design Loan. This project will be phase 2 of an SSES program to include the tv inspection and smoke testing of approximately 17,000 LF of sewer line and a report of findings with rehabilitation recommendations for the phase 2 sewer rehabilitation project. The correction of sewer line deficiencies identified in the phase 2 SSES will be corrected on a basis of "worst first". Those sewer line and manhole defects that are most cost effective to repair or replace will be addressed first. The process will continue until the scope of work equals the funds available.

Need For Project: Briefly describe how this project promotes public health or achieves and/or maintains compliance with the Clean Water Act or Safe Drinking Water Act:
This project will reduce I/I in the collection system. Recently, the City has had to pay for treatment of over 15 million gallons of sewer water in a month, when they billed for around 1 million gallons of water. I/I is a serious problem for Clay City and rehabilitation is critical.

Project Alternatives:

Alternate A:

Note: If project includes the construction of a new treatment plant or upgrade to existing plant, please explain regionalization options here.

Complete project in phases.

Alternate B:

Continue reactive maintenance.

Entity Information
Entity Type:	Incorporated City
Entity Name:	City of Clay City
PSC Group ID:
Office EMail:	claycity04@yahoo.com
Web URL:
Office Phone:	606-663-2224	Fax:	606-663-0672

Entity Address Information
	Mail Address	Physical Address
Address Line 1:	PO Box 548
Address Line 2:
City, State Zip:	Clay City , KY 40312

Entity Contact Information
Contact Type	Name	Title	EMail	Phone	Cell
Business Contact:	Stacey Patton	City Clerk	claycity04@yahoo.com	606-663-2224
Authorized Official:	Bobby Carmichael	Mayor	bobby.carmichaelmayor@yahoo.com	606-569-5633

Information Source:	Kentucky Department for Local Government
Date Last Modified:	04.26.2024

Project Administrator (PA) Information

Name:	Greyson Evans
Title:	Economic Development Specialist
Organization:	Bluegrass Area Development District
EMail:	gevans@bgadd.org
Phone:	859-269-8021 Fax: 859-269-7917
Address Line 1:	699 Perimeter Dr
Address Line 2:
City, State Zip:	Lexington , KY 40517

Applicant Contact (AC) Information

Name:	Stacey Curtis
Title:	City Clerk
Organization:	City of Clay City
EMail:	claycity04@yahoo.com
Phone:	606-663-2224 Fax: 606-663-0672
Address Line 1:	PO Box 548
Address Line 2:	4651 Main St
City, State Zip:	Clay City , KY 40312

Project Engineer (PE) Information

This project requires a licensed Professional Engineer.

A Professional Engineer has been procured for this project.

Licensed Engineer Information

License Number:	PE 9382
PE Name:	Paul D. Nesbitt
Firm Name:	Nesbitt Engineering, Inc.
Address Type:	Work
Address Line 1:	Paul D. Nesbitt, President
Address Line 2:	Nesbitt Engineering, Inc.
Address Line 3:	227 North Upper Street
City, State Zip:	Lexington , KY 40507
License Status:	Current	Disciplinary Actions:	No
Issue Date:	01.16.1976	Expiration Date:	06.30.2024

Phone:	859∙233∙3111 Fax:
EMail:	pnesbitt@nei-ky.com

Engineering Firm Information
Permit Number:	331
Firm Name:	Nesbitt Engineering, Inc.
Phone:	859∙233∙3111 Fax: 859∙233∙3111
Web URL:	http://www.nei-ky.com/
E-Mail:	pnesbitt@nei-ky.com
Address Line 1:	227 N Upper St.
Address Line 2:
City, State Zip:	Lexington , KY 40507
Issue Date:	07.06.1993	Expir. Date:	12.31.2024
Permit Status	Current	Disciplinary Actions	No

Estimated Budget As-Bid Budget

Project Cost Categories
Cost Category	Cost
Administrative Expenses:	$44,000
Legal Expenses:	$10,000
Land, Appraisals, Easements:	$20,000
Relocation Expense & Payments:
Planning:	$5,000
Engineering Fees - Design:	$100,000
Engineering Fees - Construction:
Engineering Fees - Inspection:	$80,000
Engineering Fees - Other:	$60,000
Construction:	$1,358,850
Equipment:
Miscellaneous:
Contingencies:	$130,538
Total Project Cost:	$1,808,388

Construction Cost Categories
Cost Category	Cost
WWTP Secondary Portion:
WWTP Advanced Portion:
Inflow & Infiltration Correction:	$1,358,850
Major Sewer Rehabilitation:
Collector Sewers:
Interceptor Sewers, including Pump Stations:
Combined Sewer Overflow Correction:
NPS Urban:
Non-Categorized Cost:
Total Construction Cost:	$1,358,850

Total Sustainability Costs:	$664,616

Note:

Sustainability costs are included within other costs
reported in this tab. This breakout, when provided,
is for SRF review purposes.

Project Funding Sources

Total Project Cost:	$1,808,388
Total Committed Funding:	$1,280,610
Funding Gap:	$527,778	(Partially Funded)

Funding Source	Loan or Grant ID	Fiscal Year	Amount	Status	Applicable Date
HB 380 Non-Coal Grant	463N-2007	2007	$219,557	Committed	01-20-2011
KIA SRF Fund A Loan (CW)	A17-073	2017	$332,308	Expired	06-21-2016
KIA SRF Fund A Loan (CW)	A18-058	2018	$332,308	Expired	08-01-2017
CDBG	20-030	2020	$800,000	Bypassed	06-30-2020
KIA SRF Fund A Loan (CW)	A21-028	2021	$332,308	Withdrawn	08-03-2020
CDBG	21-007	2021	$880,000	Committed	05-10-2022
21SB036 Cleaner Water Program (FY 2022)	21CWS115	2022	$181,053	Committed	05-24-2022
22HB001 Cleaner Water Program (FY 2023)	22CWS131	2023	$0	Withdrawn	04-15-2024
KIA SRF Fund A Loan (CW) - Supplemental	A23-036S	2023	$1,600,000	Expired	08-01-2023
ARC		2023	$747,335	Anticipated
Total Committed			$1,280,610

Funding Source Notes

System plans to resubmit for 2022 SRF once the project profile has been revised.
Powell Co CWP allocation in amoutn of $$181,052

Estimated Project Schedule

Facility Plan Approval Date:

Estimated Environmental Review Submittal Date:	07.01.2022
Estimated Bid Date:	09.01.2022
Estimated Construction Start Date:	11.01.2022
Estimated Construction Completion Date:	11.01.2023

The following systems are beneficiaries of this project:

	KYP000084	Clay City Wastewater
	KY0034428	Red River Wastewater Authority

Checked box indicates primary system for this project.

Project Ranking by AWMPC:

Regional Ranking(s):
Planning Unit Ranking:
Total Points:

Plans and Specifications:

Plans and specs have been sent to DOW.

Plans and specs have been reviewed by DOW.

Plans and specs have been sent to PSC.

Plans and specs have been reviewed by PSC.

Economic Impacts
Jobs Created:
Jobs Retained:

MHI Basis:

Demographic Impacts (GIS Census Overlay)
Serviceable Demographic	Project Area	Included Systems	Included Utilities
Population:	1,098	1,245	1,245
Households:	527	581	581
MHI:	$23,111	$23,580	*$23,580
MHI MOE:	$6,721	$6,890	$6,890
MOE as Percent:	29%	29%	29%
**NSRL:	2	2	2

Population and household counts are based on the 2020 Census DEC Redistricting Data (PL 94-171) dataset.

Median Household Income (MHI) Source: American Community Survey 2018-2022 5 Yr Estimates (Table B19013 *(for the primary system operated by the above listed beneficiary utilities).

MHI MOE = Med HH Income Margin of Error.

** NSRL (Non-Standard Rate Levels):
  0 = Greater than or equal to Kentucky MHI (KMHI).
  1 = Between 80% KMHI and KMHI (exclusive).
  2 = Less than or equal to 80% KMHI.
  - KMHI = $60,183
  - 80% KMHI = $48,146

New Customers
New Residential Customers:
New Commercial Customers:
New Institutional Customers:
New Industrial Customers:

New or Improved Service
Service Demographic	Survey Based	Census Overlay*
To Unserved Households:
To Underserved Households:	467	527
To Total Households:	467	527
**Cost Per Household:	$3,872

*	GIS Census block overlay figures are estimates of population and households potentially served by systems and projects based on a proximity analysis of relevant service lines to census block boundaries published for the 2010 SF1 dataset.
**	Cost per household is based on surveyed household counts, not GIS overlay values.

Geographic Impacts
For Project Area

Counties

Powell

Legislative Districts

District Name	Legislator
House 091	Bill Wesley
Senate 30	Brandon Smith
Congressional 6	Andy Barr

Groundwater
Sensitivity
Zones

HUC 10 Watersheds

HUC 10 Code	Watershed Name
0510020403	Lower Red River

Potential Impaired Watershed Designations

303d	305b	Priority Watershed	Special Use Waters	Exceptional Use Waters
No	Yes	Yes	Yes	Yes

Note:

Impaired Watershed Designations only indicate that mapped components for this project lie within a HUC-12 watershed boundary containing impaired waterbody features. An affirmative indication for any designation will require a detailed analysis of the project to determine if any of the proposed project components will actually have a positive impact on the relevant impaired features.

Geographic Impacts
For Included System(s)

Counties

Powell

Legislative Districts

District Name
House 091	Bill Wesley
Senate 30	Brandon Smith
Congressional 6	Andy Barr

CW Specific Impacts:

Wastewater Volumes (MGD):

For this project:
For included system(s):	1.400
Reduced by this project:

Other CW Specific Impacts:

This project provides regionalization and/or consolidation of wastewater treatment systems.

This project will eliminate a package treatment plant that is more than 25 years old.

This project will eliminate a package treatment plant that has received notices of violations within the last two state fiscal years (July through June).

This project includes an on-site mound, and/or decentralized WW treatment system.

This project is necessary to achieve full or partial compliance with a court order, agreed order, or a judicial or administrative consent decree.

Primary system has not received any CWA Notices of Violation within the previous state fiscal year (July through June).

This project is consistent with the approved facility plan.

This project will have a positive impact on drinking water sources within a 5 mile radius.

Planning Needs:

Combined Sewer Overflow (CSO) Correction.

Sanitary Sewer Overflow (SSO) Correction.

Replacement or Rehabilitation of Aging Infrastructure.

New Treatment Plant.

New Collector Sewers and Appurtenances.

Decentralized Wastewater Treatment Systems.

Upgrade to Advanced Treatment.

This project addresses PFAS or other emerging contaminants.

Rehab/Upgrade/Expansion of Existing Treatment Plant.

New Interceptor Sewers and Appurtenances.

Stormwater Control.

Non-Point Source (NPS) Pollution Control.

Recycled Water Distribution.

Planning

Other (specify):

Project Inventory (Mapped Features):

Point Features:

DOW PermitID	Count	FeatureType	Purpose	Status	Existing Capacity	Proposed Capacity	Units
KY0034428	1	TV INSPECTION	ENERGY EFF - I & I CONTAMINATION REDUCTION	REHAB			EA
KY0034428	1	TV INSPECTION	ENERGY EFF - I & I FLOW REDUCTION	REHAB			EA

Linear Features:

DOW Permit ID	Line Type	Purpose	Activity	Size (in.)	Material	Length (LF)
KY0034428	GRAVITY	COLLECTOR	REHAB - REPLACE PROBLEM LINES	8.00	CLAY TILE	385
KYP000084	GRAVITY	COLLECTOR	REHAB - REPLACE PROBLEM LINES	8.00	CLAY TILE	14,636
KYP000084	GRAVITY	COLLECTOR	REHAB - REPLACE PROBLEM LINES	8.00	PVC	1,627
KYP000084	FORCE	INTERCEPTOR	REHAB - REPLACE PROBLEM LINES	3.00	PVC	718
KYP000084	FORCE	INTERCEPTOR	REHAB - REPLACE PROBLEM LINES	4.00	CAST IRON	4,468
KYP000084	GRAVITY	INTERCEPTOR	REHAB - REPLACE PROBLEM LINES	3.00	PVC	453
					Total Length	22,287

Administrative Components:

The following administrative components are included in this project:

Planning

Sewer System Evaluation Survey Report

Design

Construction

Management

Audits on Record
Associated With Applicant

Audit Year	Entity Name	Entity Relationship
2020	Clay City, City of	Parent

Water Treatment Plants Eliminated:

This project includes the elimination of water treatment plant(s).

Sanitary Sewer Components:

This project includes a new wastewater treatment plant.

This project includes an expansion of an existing wastewater treatment plant.

This project includes rehabilitation of an existing wastewater treatment plant.

This project includes upgrades to an existing wastewater treatment plant.

This project includes rehabilitation or replacement of aging infrastructure.

Total length of replaced infrastructure (LF): 22,287

This project includes new collector sewers.

This project includes new interceptor sewers.

This project includes elimination of existing sewer system components.

Security Components:

This project includes cyber-security components.

Green
InfrastructureWater
EfficiencyEnergy
EfficiencyEnvironmentally
InnovativeAsset
Management

Green Infrastructure:

Green stormwater infrastructure includes a wide array of practices at multiple scales that manage wet weather and that maintains and restores natural hydrology by infiltrating, evapotranspiring and harvesting and using stormwater. On a regional scale, green infrastructure is the preservation and restoration of natural landscape features, such as forests, floodplains, and wetlands, coupled with policies such as infill and redevelopment that reduce overall imperviousness in a watershed. On the local scale, green infrastructure consists of site and neighborhood-specific practices, such as:

Component		Cost
Item 1:	Implementation of green streets.
Item 2:	Wet Weather management systems for parking areas.
Item 3:	Implementation of comprehensive urban forestry programs.
Item 4:	Stormwater harvesting and reuse.
Item 5:	Downspout disconnection.
Item 6:	Comprehensive retrofit programs designed to keep wet weather discharges out of sewer systems.
Item 7:	Establishment or restoration of riparian buffers, floodplains, wetlands or other natural features.
Item 8:	Management of wetlands.
Item 9:	Purchase of land or easements on land that has a direct benefit to water quality.
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Water Efficiency:

The use of improved technologies and practices to deliver equal or better services with less water. Water efficiency encompasses conservation and reuse efforts, as well as water loss reduction and prevention, to protect water resources for the future. Examples include:

Component		Cost
Item 1:	Installing or retrofitting water efficient devices such as plumbing fixtures and appliances (toilets, showerheads, urinals).
Item 2:	Installing any type of water meter in previously unmetered areas (can include backflow prevention if in conjunction with meter replacement).
Item 3:	Replacing existing broken/malfunctioning water meters with AMR or smart meters, meters with leak detection, backflow prevention
Item 4:	Retrofitting/Adding AMR capabilities or leak equipment to existing meters.
Item 5:	Developing water audit and conservation plans, which are reasonably expected to result in a capital project.
Item 6:	Recycling and water reuse projects that replace potable sources with non-potable sources (Gray water, condensate, and wastewater effluent reuse systems, extra treatment or distribution costs associated with water reuse).
Item 7:	Retrofit or replacement of existing landscape irrigation/agricultural systems to more efficient landscape/agricultural irrigation systems (rain and moisture sensing equipment)
Item 8:	Water meter replacement with traditional water meters.*
Item 9:	Projects that result from a water audit or water conservation plan.*
Item 10:	Storage tank replacement/rehabilitation to reduce water loss.*
Item 11:	New water efficient landscape/agricultural irrigation system, where there currently is not one.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Energy Efficiency:

Energy efficiency is the use of improved technologies and practices to reduce the energy consumption of water projects, use energy in a more efficient way, and/or produce/utilize renewable energy. Examples include:

Component		Cost
Item 1:	Renewable energy projects such as wind, solar, geothermal, and micro-hydroelectric, and biogas combined heat and power systems that provide power to a POTW.
Item 2:	POTW-owned renewable energy projects.
Item 3:	Collection system infiltration/inflow (I/I) detection equipment.
Item 4:	POTW energy management planning, including energy assessments, energy audits, optimization studies, and sub-metering of individual processes to determine high energy use areas
Item 5:	Projects that achieve a reduction in energy consumption (pumps, motors).*
Item 6:	Projects that cost effectively eliminate pumps or pumping stations.*
Item 7:	I/I correction projects that save energy from pumping and reduced treatment costs.*	$332,308
Item 8:	I/I correction where excessive groundwater infiltration is contaminating the influent requiring otherwise unnecessary treatment processes.*	$332,308
Item 9:	Replacing old motors with premium energy efficiency motors.*
Item 10:	Upgrade of POTW lighting to energy efficient sources.*
Item 11:	SCADA systems where substantial energy savings can be demonstrated.*
Item 12:	Variable Frequency Drive (VFD) controllers where substantial energy savings can be demonstrated.*
Total Cost:		$664,616

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Energy saved by the reduction of I/I achieved by this project will reduce costs.

Environmentally Innovative Projects:

Environmentally innovative projects include those that demonstrate new and/or innovative approaches to delivering services or managing water resources in a more sustainable way. Examples include:

Component		Cost
Item 1:	Total integrated water resources management planning likely to result in a capital project.
Item 2:	Utility sustainability plan consistent with EPA’s sustainability policy.
Item 3:	Greenhouse gas inventory or mitigation plan and submission of a GHG inventory to a registry as long as it is being done for an SRF eligible facility.
Item 4:	Planning activities by a POTW to prepare for adaptation to the long-term effects of climate change and/or extreme weather.
Item 5:	Construction of US Building Council LEED certified buildings, or renovation of an existing building on POTW facilities.
Item 6:	Decentralized wastewater treatment solutions to existing deficient or failing onsite wastewater systems.
Item 7:	Constructed wetlands projects used for municipal wastewater treatment, polishing, and/or effluent disposal.*
Item 8:	Projects that result from total/integrated water resource management planning consistent with the decision criteria for environmentally innovative projects and that are CWSRF eligible.*
Item 9:	Projects that facilitate adaptation of POTWs to climate change identified by a carbon footprint assessment or climate adaption study.*
Item 10:	POTW upgrades or retrofits that remove phosphorus for beneficial use, such as biofuel production with algae.*
Item 11:	Projects that significantly reduce or eliminate the use of chemicals in wastewater treatment.*
Item 12:	Treatment technologies that significantly reduce the volume of residuals, generation of residuals, or lower the amount of chemicals in the residuals.*
Item 13:	Educational activities and demonstration projects for water or energy efficiency.*
Item 14:	Projects that achieve the goals/objectives of utility asset management plans.*
Item 15:	Sub-surface land application of effluent and other means for groundwater recharge, such as spray irrigation and overland flow.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Asset Management:

If a category is selected, the applicant must provide supporting documentation in PDF format to substantiate claims.

Asset Management Components

Last Rate Adjustment Date:	07.01.2023 Download Fee Schedule
Rate Adjustment Age (months):	6

System’s monthly water bill, based on 4,000 gallons, as a percentage of MHI:

3.58%

The system has an Asset Management Plan (AMP).

The system(s) involved in this project have specifically allocated funds for the rehabilitation and replacement of aging and deteriorating infrastructure.

If any box(es) above are checked, please describe each below.

Activity	Date
Profile Created:	01.29.2004
Profile Last Modified:	10.27.2022
General Info Last Modified:	06.22.2012
Narrative Last Modified:	07.08.2020
Admin Info Last Modified:	07.08.2020
Budget Info Last Modified:	06.29.2022
Impacts Info Last Modified:	06.22.2012
Plans & Specs Info Last Modified:	10.04.2010
Components Info Last Modified:	10.04.2010
GIS Last Modified:	10.07.2020

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