WRIS SX21195024

About Us

Loan Programs

Loan Calculator

WRIS

Internet Mapping

WRIS Portal

System Data

Project Profile Data

Cleaner Water Program Funding

SRF Project Funding

Area Water Management Planning Councils

Downloadable Reports

Water Management Coordinators

ADD GIS Staff

Legislation
& Regulations

WRIS Contact

Don Schierer
502-892-3486
E-mail

Working...

Clean Water Project Profile:

This profile is read-only (constructed or withdrawn).

Project Title:	City of Pikeville KY Wastewater Treatment Plant Upgrade
Project Number:	SX21195024	AWMPC:	BSADD
Funding Status:	Partially Funded	Date Approved by AWMPC:	06.08.2012
Project Status:	Constructed	Primary County:	Pike
Project Schedule:	Constructed	Planning Unit:	Pike
E-ClearingHouse SAI:	KY201311011097	ECH Status:	Approved
Primary System:	KY0025291 City of Pikeville	ADD WMC Contact:	Matt Scofield
Legal Applicant:	City of Pikeville
Entity Type:	Incorporated City

Narrative
Applicant
AdministrationBudget
& Schedule
Impacts
ComponentsSustainable
Infrastructure
Audit

Project Title:
City of Pikeville KY Wastewater Treatment Plant Upgrade

Project Description:
The proposed WWTP expansion will increase the capacity of the current plant from 2.0 MGD to 4.0 MGD ADF. The plant will be designed to meet secondary treatment standards. Some capability for future nutrient removal will be provided. The biological treatment option will utilize a variation of the activated sludge process involving a membrane bio-reactor technology. The biological process works to develop a mixed (aerobic, anaerobic, and anoxic) culture of bacteria which effectively removes BOD, TSS, and nutrients from the wastewater. It operates under an average hydraulic detention time of approximately 10 hours and can achieve high treatment performance while requiring relatively simple and basic operational skills.

Need For Project: Briefly describe how this project promotes public health or achieves and/or maintains compliance with the Clean Water Act or Safe Drinking Water Act:
The proposed WWTP expansion will increase the capacity of the current plant from 2.0 MGD to 4.0 MGD ADF. The plant will be designed to meet secondary treatment standards. Some capability for future nutrient removal will be provided. The biological treatment option will utilize a variation of the activated sludge process involving a membrane bio-reactor technology. The biological process works to develop a mixed (aerobic, anaerobic, and anoxic) culture of bacteria which effectively removes BOD, TSS, and nutrients from the wastewater. It operates under an average hydraulic detention time of approximately 10 hours and can achieve high treatment performance while requiring relatively simple and basic operational skills.

Project Alternatives:

Alternate A:

Note: If project includes the construction of a new treatment plant or upgrade to existing plant, please explain regionalization options here.

"No Action" Alternative: The City has exceeded the 80% of the Plant's rated capacity, which is in conflict with State and Federal regulations.  The City is required to expand their facilities to meet existing and projected demands.

Alternate B:

IFAS Type WWTP: This option evaluates construction of an integrated fixed film activated sludge WWTP, which could be reuse some of the existing tankage and be installed at the same location.  The design would include 2 trains of aerobic/ anoxic biological treatment and incidental equipment.

Entity Information
Entity Type:	Incorporated City
Entity Name:	City of Pikeville
PSC Group ID:	8805400
Office EMail:	robbi.bentley@pikevilleky.gov
Web URL:
Office Phone:	606-437-5100	Fax:	606-437-5136

Entity Address Information
	Mail Address	Physical Address
Address Line 1:	243 Main St
Address Line 2:
City, State Zip:	Pikeville , KY 41501

Entity Contact Information
Contact Type	Name	Title	EMail	Phone	Cell
Business Contact:	Robbi Bentley	City Clerk	robbi.bentley@pikevilleky.gov	606-437-5134
Authorized Official:	James A. Carter	Mayor	james.carter@pikevilleky.gov	606-437-5100

Information Source:	Kentucky Department for Local Government
Date Last Modified:	04.25.2024

Project Administrator (PA) Information

Name:	Enrico Marino
Title:	Staff Accountant
Organization:	City of Pikeville
EMail:	enrico.marino@pikevilleky.gov
Phone:	606-437-5132 Fax: 606-437-5106
Address Line 1:	243 Main St
Address Line 2:
City, State Zip:	Pikeville , KY 41501

Applicant Contact (AC) Information

Name:	Enrico Marino
Title:	Staff Accountant
Organization:	City of Pikeville
EMail:	enrico.marino@pikevilleky.gov
Phone:	606-437-5132 Fax: 606-437-5106
Address Line 1:	243 Main St
Address Line 2:
City, State Zip:	Pikeville , KY 41501

Project Engineer (PE) Information

This project requires a licensed Professional Engineer.

A Professional Engineer has been procured for this project.

Licensed Engineer Information

License Number:	PE 19599
PE Name:	Danl Lyle Hall
Firm Name:	Vaughn & Melton Consulting Engineers, Inc
Address Type:	Work
Address Line 1:	2480 Fortune Drive Suite 250
Address Line 2:
Address Line 3:
City, State Zip:	Lexington , KY 40509
License Status:	Current	Disciplinary Actions:	No
Issue Date:	02.10.1997	Expiration Date:	06.30.2025

Phone:	606∙248∙6600 Fax:
EMail:	dlhall@vaughnmelton.com

Engineering Firm Information
Permit Number:	1
Firm Name:	Vaughn & Melton Consulting Engineers, Inc
Phone:	410∙316∙2236 Fax:
Web URL:
E-Mail:	sknox@jmt.com
Address Line 1:	109 S. 24th Street
Address Line 2:
City, State Zip:	Middlesboro , KY 40965
Issue Date:	03.02.1993	Expir. Date:	12.31.2024
Permit Status	Current	Disciplinary Actions	No

Estimated Budget As-Bid Budget

Project Cost Categories
Cost Category	Cost
Administrative Expenses:	$55,000
Legal Expenses:	$100,000
Land, Appraisals, Easements:	$30,000
Relocation Expense & Payments:
Planning:
Engineering Fees - Design:	$910,000
Engineering Fees - Construction:
Engineering Fees - Inspection:	$300,000
Engineering Fees - Other:	$530,000
Construction:	$13,563,759
Equipment:	$5,000,000
Miscellaneous:	$362,467
Contingencies:	$1,820,000
Total Project Cost:	$22,671,226

Construction Cost Categories
Cost Category	Cost
WWTP Secondary Portion:	$13,563,759
WWTP Advanced Portion:
Inflow & Infiltration Correction:
Major Sewer Rehabilitation:
Collector Sewers:
Interceptor Sewers, including Pump Stations:
Combined Sewer Overflow Correction:
NPS Urban:
Non-Categorized Cost:
Total Construction Cost:	$13,563,759

Total Sustainability Costs:

Note:

Sustainability costs are included within other costs
reported in this tab. This breakout, when provided,
is for SRF review purposes.

Project Funding Sources

Total Project Cost:	$22,671,226
Total Committed Funding:	$19,166,593
Funding Gap:	$3,504,633	(Partially Funded)

Funding Source	Loan or Grant ID	Fiscal Year	Amount	Status	Applicable Date
Local			$254,707	Committed	08-21-2012
EDA			$2,361,000	Committed	09-19-2014
USDA RD Loan			$10,500,000	Committed	07-08-2014
USDA RD Grant			$4,500,000	Committed	04-18-2014
USACOE Sec 531			$750,000	Committed	08-21-2012
CDBG	14-032	2014	$800,886	Committed	05-22-2015
KIA SRF Fund A Loan (CW)	A15-047	2015	$2,445,000	Withdrawn	07-14-2016
KIA SRF Fund A Loan (CW)	A17-090	2017	$2,445,000	Expired	07-15-2016
KIA SRF Fund A Loan (CW)	A18-021	2018	$2,000,000	Withdrawn	02-26-2018
KIA SRF Fund A Loan (CW)	A19-064	2019	$3,504,633	Expired	06-18-2018
Total Committed			$19,166,593

Funding Source Notes

Estimated Project Schedule

Facility Plan Approval Date:

07.01.2013

Estimated Environmental Review Submittal Date:	04.01.2016
Estimated Bid Date:	09.01.2018
Estimated Construction Start Date:	11.01.2018
Estimated Construction Completion Date:	01.01.2019

The following systems are beneficiaries of this project:

KY0025291

City of Pikeville

Checked box indicates primary system for this project.

Project Ranking by AWMPC:

Regional Ranking(s):
Planning Unit Ranking:
Total Points:

Plans and Specifications:

Plans and specs have been sent to DOW.

Plans and specs have been reviewed by DOW.

Plans and specs have been sent to PSC.

Plans and specs have been reviewed by PSC.

Economic Impacts
Jobs Created:
Jobs Retained:	5

MHI Basis:

Demographic Impacts (GIS Census Overlay)
Serviceable Demographic	Project Area	Included Systems	Included Utilities
Population:		10,435	10,435
Households:		4,790	4,790
MHI:		$43,379	*$43,379
MHI MOE:		$15,845	$15,845
MOE as Percent:		37%	37%
**NSRL:		2	2

Population and household counts are based on the 2020 Census DEC Redistricting Data (PL 94-171) dataset.

Median Household Income (MHI) Source: American Community Survey 2018-2022 5 Yr Estimates (Table B19013 *(for the primary system operated by the above listed beneficiary utilities).

MHI MOE = Med HH Income Margin of Error.

** NSRL (Non-Standard Rate Levels):
  0 = Greater than or equal to Kentucky MHI (KMHI).
  1 = Between 80% KMHI and KMHI (exclusive).
  2 = Less than or equal to 80% KMHI.
  - KMHI = $60,183
  - 80% KMHI = $48,146

New Customers
New Residential Customers:
New Commercial Customers:
New Institutional Customers:
New Industrial Customers:

New or Improved Service
Service Demographic	Survey Based	Census Overlay*
To Unserved Households:
To Underserved Households:	2,954
To Total Households:	2,954
**Cost Per Household:	$7,675

*	GIS Census block overlay figures are estimates of population and households potentially served by systems and projects based on a proximity analysis of relevant service lines to census block boundaries published for the 2010 SF1 dataset.
**	Cost per household is based on surveyed household counts, not GIS overlay values.

Geographic Impacts
For Project Area

Counties

Pike

Legislative Districts

District Name	Legislator
House 095	Ashley Tackett Laferty
Senate 31	Phillip Wheeler
Congressional 5	Hal Rogers

Groundwater
Sensitivity
Zones

HUC 10 Watersheds

HUC 10 Code	Watershed Name
0507020302	Mud Creek-Levisa Fork

Potential Impaired Watershed Designations

303d	305b	Priority Watershed	Special Use Waters	Exceptional Use Waters
No	Yes	Yes	Yes	Yes

Note:

Impaired Watershed Designations only indicate that mapped components for this project lie within a HUC-12 watershed boundary containing impaired waterbody features. An affirmative indication for any designation will require a detailed analysis of the project to determine if any of the proposed project components will actually have a positive impact on the relevant impaired features.

Geographic Impacts
For Included System(s)

Counties

Pike

Legislative Districts

District Name
House 092	John Blanton
House 095	Ashley Tackett Laferty
Senate 31	Phillip Wheeler
Congressional 5	Hal Rogers

CW Specific Impacts:

Wastewater Volumes (MGD):

For this project:	4.000
For included system(s):	2.000
Reduced by this project:

Other CW Specific Impacts:

This project provides regionalization and/or consolidation of wastewater treatment systems.

This project will eliminate a package treatment plant that is more than 25 years old.

This project will eliminate a package treatment plant that has received notices of violations within the last two state fiscal years (July through June).

This project includes an on-site mound, and/or decentralized WW treatment system.

This project is necessary to achieve full or partial compliance with a court order, agreed order, or a judicial or administrative consent decree.

Primary system has not received any CWA Notices of Violation within the previous state fiscal year (July through June).

This project is consistent with the approved facility plan.

This project will have a positive impact on drinking water sources within a 5 mile radius.

Planning Needs:

Combined Sewer Overflow (CSO) Correction.

Sanitary Sewer Overflow (SSO) Correction.

Replacement or Rehabilitation of Aging Infrastructure.

New Treatment Plant.

New Collector Sewers and Appurtenances.

Decentralized Wastewater Treatment Systems.

Upgrade to Advanced Treatment.

This project addresses PFAS or other emerging contaminants.

Rehab/Upgrade/Expansion of Existing Treatment Plant.

New Interceptor Sewers and Appurtenances.

Stormwater Control.

Non-Point Source (NPS) Pollution Control.

Recycled Water Distribution.

Planning

Other (specify):

Project Inventory (Mapped Features):

Point Features:

DOW PermitID	Count	FeatureType	Purpose	Status	Existing Capacity	Proposed Capacity	Units
KY0025291	1	SEWAGE TREATMENT PLANT	COLLECTION SYSTEM UPGRADES	STP - EXPANSION	2.00	4.00	MGD

Administrative Components:

The following administrative components are included in this project:

Planning

Sewer System Evaluation Survey Report

Design

Construction

Management

Audits on Record
Associated With Applicant

Audit Year	Entity Name	Entity Relationship
2023	Pikeville, City of	Parent
2022	Pikeville, City of	Parent
2021	Pikeville, City of	Parent
2020	Pikeville, City of	Parent

Water Treatment Plants Eliminated:

This project includes the elimination of water treatment plant(s).

Sanitary Sewer Components:

This project includes a new wastewater treatment plant.

This project includes an expansion of an existing wastewater treatment plant.

Current design capacity (MGD):	2.000
Current treatment volume (MGD):	1.950
Proposed design capacity (MGD):	4.000

This project includes rehabilitation of an existing wastewater treatment plant.

This project includes upgrades to an existing wastewater treatment plant.

This project includes rehabilitation or replacement of aging infrastructure.

This project includes new collector sewers.

This project includes new interceptor sewers.

This project includes elimination of existing sewer system components.

Security Components:

This project includes cyber-security components.

Green
InfrastructureWater
EfficiencyEnergy
EfficiencyEnvironmentally
InnovativeAsset
Management

Green Infrastructure:

Green stormwater infrastructure includes a wide array of practices at multiple scales that manage wet weather and that maintains and restores natural hydrology by infiltrating, evapotranspiring and harvesting and using stormwater. On a regional scale, green infrastructure is the preservation and restoration of natural landscape features, such as forests, floodplains, and wetlands, coupled with policies such as infill and redevelopment that reduce overall imperviousness in a watershed. On the local scale, green infrastructure consists of site and neighborhood-specific practices, such as:

Component		Cost
Item 1:	Implementation of green streets.
Item 2:	Wet Weather management systems for parking areas.
Item 3:	Implementation of comprehensive urban forestry programs.
Item 4:	Stormwater harvesting and reuse.
Item 5:	Downspout disconnection.
Item 6:	Comprehensive retrofit programs designed to keep wet weather discharges out of sewer systems.
Item 7:	Establishment or restoration of riparian buffers, floodplains, wetlands or other natural features.
Item 8:	Management of wetlands.
Item 9:	Purchase of land or easements on land that has a direct benefit to water quality.
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Water Efficiency:

The use of improved technologies and practices to deliver equal or better services with less water. Water efficiency encompasses conservation and reuse efforts, as well as water loss reduction and prevention, to protect water resources for the future. Examples include:

Component		Cost
Item 1:	Installing or retrofitting water efficient devices such as plumbing fixtures and appliances (toilets, showerheads, urinals).
Item 2:	Installing any type of water meter in previously unmetered areas (can include backflow prevention if in conjunction with meter replacement).
Item 3:	Replacing existing broken/malfunctioning water meters with AMR or smart meters, meters with leak detection, backflow prevention
Item 4:	Retrofitting/Adding AMR capabilities or leak equipment to existing meters.
Item 5:	Developing water audit and conservation plans, which are reasonably expected to result in a capital project.
Item 6:	Recycling and water reuse projects that replace potable sources with non-potable sources (Gray water, condensate, and wastewater effluent reuse systems, extra treatment or distribution costs associated with water reuse).
Item 7:	Retrofit or replacement of existing landscape irrigation/agricultural systems to more efficient landscape/agricultural irrigation systems (rain and moisture sensing equipment)
Item 8:	Water meter replacement with traditional water meters.*
Item 9:	Projects that result from a water audit or water conservation plan.*
Item 10:	Storage tank replacement/rehabilitation to reduce water loss.*
Item 11:	New water efficient landscape/agricultural irrigation system, where there currently is not one.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Energy Efficiency:

Energy efficiency is the use of improved technologies and practices to reduce the energy consumption of water projects, use energy in a more efficient way, and/or produce/utilize renewable energy. Examples include:

Component		Cost
Item 1:	Renewable energy projects such as wind, solar, geothermal, and micro-hydroelectric, and biogas combined heat and power systems that provide power to a POTW.
Item 2:	POTW-owned renewable energy projects.
Item 3:	Collection system infiltration/inflow (I/I) detection equipment.
Item 4:	POTW energy management planning, including energy assessments, energy audits, optimization studies, and sub-metering of individual processes to determine high energy use areas
Item 5:	Projects that achieve a reduction in energy consumption (pumps, motors).*
Item 6:	Projects that cost effectively eliminate pumps or pumping stations.*
Item 7:	I/I correction projects that save energy from pumping and reduced treatment costs.*
Item 8:	I/I correction where excessive groundwater infiltration is contaminating the influent requiring otherwise unnecessary treatment processes.*
Item 9:	Replacing old motors with premium energy efficiency motors.*
Item 10:	Upgrade of POTW lighting to energy efficient sources.*
Item 11:	SCADA systems where substantial energy savings can be demonstrated.*
Item 12:	Variable Frequency Drive (VFD) controllers where substantial energy savings can be demonstrated.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Environmentally Innovative Projects:

Environmentally innovative projects include those that demonstrate new and/or innovative approaches to delivering services or managing water resources in a more sustainable way. Examples include:

Component		Cost
Item 1:	Total integrated water resources management planning likely to result in a capital project.
Item 2:	Utility sustainability plan consistent with EPA’s sustainability policy.
Item 3:	Greenhouse gas inventory or mitigation plan and submission of a GHG inventory to a registry as long as it is being done for an SRF eligible facility.
Item 4:	Planning activities by a POTW to prepare for adaptation to the long-term effects of climate change and/or extreme weather.
Item 5:	Construction of US Building Council LEED certified buildings, or renovation of an existing building on POTW facilities.
Item 6:	Decentralized wastewater treatment solutions to existing deficient or failing onsite wastewater systems.
Item 7:	Constructed wetlands projects used for municipal wastewater treatment, polishing, and/or effluent disposal.*
Item 8:	Projects that result from total/integrated water resource management planning consistent with the decision criteria for environmentally innovative projects and that are CWSRF eligible.*
Item 9:	Projects that facilitate adaptation of POTWs to climate change identified by a carbon footprint assessment or climate adaption study.*
Item 10:	POTW upgrades or retrofits that remove phosphorus for beneficial use, such as biofuel production with algae.*
Item 11:	Projects that significantly reduce or eliminate the use of chemicals in wastewater treatment.*
Item 12:	Treatment technologies that significantly reduce the volume of residuals, generation of residuals, or lower the amount of chemicals in the residuals.*
Item 13:	Educational activities and demonstration projects for water or energy efficiency.*
Item 14:	Projects that achieve the goals/objectives of utility asset management plans.*
Item 15:	Sub-surface land application of effluent and other means for groundwater recharge, such as spray irrigation and overland flow.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Asset Management:

If a category is selected, the applicant must provide supporting documentation in PDF format to substantiate claims.

Asset Management Components

Last Rate Adjustment Date:	07.01.2017 Download Fee Schedule
Rate Adjustment Age (months):	78

System’s monthly water bill, based on 4,000 gallons, as a percentage of MHI:

0.62%

The system has an Asset Management Plan (AMP).

Note: AMP scoring credit requires at least one of the following components:
	The AMP includes an Asset Inventory.
	The AMP includes a Strategic Plan.
	The AMP includes a Capital Improvement Plan.
Download Supporting Document

The system(s) involved in this project have specifically allocated funds for the rehabilitation and replacement of aging and deteriorating infrastructure.

Download Supporting Document

If any box(es) above are checked, please describe each below.

Phase I has been completed of the rate study to analyze rates necessary to build, operate, and maintain the systems efficiently. 
The City of Pikeville has a Capital Improvement already developed.
The City of PIkeville has allocated specific funds for the rehabilitation of aging infrastructure if necessary.

Activity	Date
Profile Created:	06.29.2012
Profile Last Modified:	09.22.2020
General Info Last Modified:	09.22.2020
Narrative Last Modified:	04.08.2014
Admin Info Last Modified:	09.28.2017
Budget Info Last Modified:	07.14.2016
Impacts Info Last Modified:	12.19.2013
Plans & Specs Info Last Modified:
Components Info Last Modified:	06.29.2012
GIS Last Modified:	04.05.2017

Deficiencies found in Sustainable Infrastructure Tab:

Asset Management Tab:

− The Capital Improvement Plan must have at least one of the required listed components.