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Clean Water Project Profile:

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Project Title:	Inflow and Infiltration Project
Project Number:	SX21191017	AWMPC:	NKADD
Funding Status:	Not Funded	Date Approved by AWMPC:	12.03.2025
Project Status:	Approved	Primary County:	Pendleton
Project Schedule:	0-2 Years	Planning Unit:	Pendleton
E-ClearingHouse SAI:		ECH Status:
Primary System:	KY0106267 Falmouth STP (New)	ADD WMC Contact:	Grace Herrmann
Legal Applicant:	City of Falmouth
Entity Type:	Incorporated City

Narrative
Applicant
AdministrationBudget
& Schedule
Impacts
ComponentsSustainable
Infrastructure
Audit
Map

Project Title:
Inflow and Infiltration Project

Project Description:
The City entered into an Agreed Order with KDOW for NOVs within their collection system and treatment plant. The SSOs have been caused by excessive Inflow and Infiltration (I/I) into the collection system. To reduce I/I contributions to the system and eliminate the SSO, the project includes: - Rehabilitation, repair and/or replacement of approximately 32,731 LF of gravity sewer - CCTV of 30,054.22LF of gravity sewer -Rehab/ Replacement of 119 Manholes - Rehab work shall be based on SSES field investigations and recommendations. - Reduced I/I into the collection system will reduce energy consumption and save energy usage and costs at the pump stations and treatment plant.

Need For Project: Briefly describe how this project promotes public health or achieves and/or maintains compliance with the Clean Water Act or Safe Drinking Water Act:
The project will rehabilitate, repair and/or replace portions of the City's sewer collection system to reduce wet weather induced flows into the system in order to eliminate existing sanitary sewer overflows and possible leaks in the sewer system, reduce the inflow and infiltration that is being transported and treated and prevent the wastewater treatment plant from being out of compliance with its KPDES permit. The plant experiences I/I influx during rain events and this project will allow the WWTP to limit and minimize treatment of stormwater.

Project Alternatives:

Alternate A:

Note: If project includes the construction of a new treatment plant or upgrade to existing plant, please explain regionalization options here.

Expand capacity of the wastewater treatment plant to handle more/larger wet weather flows.

Alternate B:

Install new collection sewer lines to handle more flows from existing areas.

Entity Information
Entity Type:	Incorporated City
Entity Name:	City of Falmouth
PSC Group ID:	8808600
Office EMail:	rwilliams@cityoffalmouth.com
Web URL:
Office Phone:	859-650-6937	Fax:

Entity Address Information
	Mail Address	Physical Address
Address Line 1:	230 Main St
Address Line 2:
City, State Zip:	Falmouth , KY 41040

Entity Contact Information
Contact Type	Name	Title	EMail	Phone	Cell
Business Contact:	Ramona Williams	City Clerk	rwilliams@cityoffalmouth.com	859-654-6937
Authorized Official:	Sabrina Hazen	Mayor	shazen@cityoffalmouth.com	859-609-1991

Information Source:	Kentucky Department for Local Government
Date Last Modified:	04.04.2026

Project Administrator (PA) Information

Name:	Grace Herrmann
Title:	Community Development Planner
Organization:	Northern Kentucky Area Development District
EMail:	grace.herrmann@nkadd.org
Phone:	859-350-9075 Fax:
Address Line 1:	22 Spiral Dr
Address Line 2:
City, State Zip:	Florence , KY 41042

Applicant Contact (AC) Information

Name:	Christian T Hutchinson
Title:	Utility Supervisor
Organization:	City of Falmouth
EMail:	chutchinson@cityoffalmouth.com
Phone:	859-620-0232 Fax:
Address Line 1:	508 E Shelby St
Address Line 2:
City, State Zip:	Falmouth , KY 41040

Project Engineer (PE) Information

This project requires a licensed Professional Engineer.

A Professional Engineer has been procured for this project.

Licensed Engineer Information

License Number:	PE 20469
PE Name:	Jeff Dwain Reynolds
Firm Name:	Haworth-Meyer-Boleyn Professional Engineers, LLC.
Address Type:	Work
Address Line 1:	Hmb
Address Line 2:	3 Hmb Circle
Address Line 3:	1410 Charlestown-New Albany Pike
City, State Zip:	Jeffersonville , IN 47130
License Status:	Current	Disciplinary Actions:	No
Issue Date:	07.27.1998	Expiration Date:	06.30.2026

Phone:	502∙695∙9800 Fax: 502∙695∙9810
EMail:	jdreynolds@hmbpe.com

Engineering Firm Information
Permit Number:	8
Firm Name:	Haworth-Meyer-Boleyn Professional Engineers, LLC.
Phone:	502∙695∙9800 Fax:
Web URL:	https://www.hmbpe.com/
E-Mail:	registration@trilongroup.com
Address Line 1:	3 Hmb Circle
Address Line 2:
City, State Zip:	Frankfort , KY 40601
Issue Date:	03.02.1993	Expir. Date:	12.31.2026
Permit Status	Current	Disciplinary Actions	No

Estimated Budget As-Bid Budget

Project Cost Categories
Cost Category	Cost
Administrative Expenses:	$183,000
Legal Expenses:	$40,000
Land, Appraisals, Easements:
Relocation Expense & Payments:
Planning:	$478,000
Engineering Fees - Design:	$182,494
Engineering Fees - Construction:	$45,624
Engineering Fees - Inspection:	$120,000
Engineering Fees - Other:	$30,000
Construction:	$4,808,202
Equipment:
Miscellaneous:
Contingencies:	$400,000
Total Project Cost:	$6,287,320

Construction Cost Categories
Cost Category	Cost
WWTP Secondary Portion:
WWTP Advanced Portion:
Inflow & Infiltration Correction:	$4,808,202
Major Sewer Rehabilitation:
Collector Sewers:
Interceptor Sewers, including Pump Stations:
Combined Sewer Overflow Correction:
NPS Urban:
Non-Categorized Cost:
Total Construction Cost:	$4,808,202

Total Sustainability Costs:	$4,808,202

Note:

Sustainability costs are included within other costs
reported in this tab. This breakout, when provided,
is for SRF review purposes.

Project Funding Sources

Total Project Cost:	$6,287,320
Total Committed Funding:
Funding Gap:	Not Funded

Funding Source	Loan or Grant ID	Fiscal Year	Amount	Status	Applicable Date
KIA SRF Fund A Loan (CW)	A27-044	2027	$6,287,320	Ranked	04-02-2026
24HB001 - Ky WWATERS Program		2026	$6,287,320	Anticipated
Total Committed

Funding Source Notes

Estimated Project Schedule

Facility Plan Approval Date:

Estimated Environmental Review Submittal Date:	04.01.2026
Estimated Bid Date:	07.01.2026
Estimated Construction Start Date:	09.01.2026
Estimated Construction Completion Date:	02.01.2027

The following systems are beneficiaries of this project:

KY0106267

Falmouth STP (New)

Checked box indicates primary system for this project.

Project Ranking by AWMPC:

Regional Ranking(s):
Planning Unit Ranking:
Total Points:

Plans and Specifications:

Plans and specs have been sent to DOW.

Plans and specs have been reviewed by DOW.

Plans and specs have been sent to PSC.

Plans and specs have been reviewed by PSC.

Economic Impacts
Jobs Created:
Jobs Retained:

MHI Basis:

Demographic Impacts (GIS Census Overlay)
Serviceable Demographic	Project Area	Included Systems	Included Utilities
Population:
Households:
MHI:			*
MHI MOE:
MOE as Percent:
**NSRL:			0

Population and household counts are based on the 2020 Census DEC Redistricting Data (PL 94-171) dataset.

Median Household Income (MHI) Source: *(for the primary system operated by the above listed beneficiary utilities).

MHI MOE = Med HH Income Margin of Error.

** NSRL (Non-Standard Rate Levels):
  0 = Greater than or equal to Kentucky MHI (KMHI).
  1 = Between 80% KMHI and KMHI (exclusive).
  2 = Less than or equal to 80% KMHI.
  - KMHI =
  - 80% KMHI =

New Customers
New Residential Customers:
New Commercial Customers:
New Institutional Customers:
New Industrial Customers:

New or Improved Service
Service Demographic	Survey Based	Census Overlay*
To Unserved Households:
To Underserved Households:	957
To Total Households:	957
**Cost Per Household:	$6,570

*	GIS Census block overlay figures are estimates of population and households potentially served by systems and projects based on a proximity analysis of relevant service lines to census block boundaries published for the 2010 SF1 dataset.
**	Cost per household is based on surveyed household counts, not GIS overlay values.

Geographic Impacts
For Project Area

Counties

Pendleton

Legislative Districts

District Name	Legislator
House 078	Mark Hart
Senate 24	Shelley Funke Frommeyer
Congressional 4	Thomas Massie

Groundwater
Sensitivity
Zones

2, 3

HUC 10 Watersheds

HUC 10 Code	Watershed Name
0510010112	Grassy Creek-Licking River
0510010205	Fork Lick Creek-South Fork Licking River

Potential Impaired Watershed Designations

303d	305b	Priority Watershed	Special Use Waters	Exceptional Use Waters
No	Yes	Yes	Yes	Yes

Note:

Impaired Watershed Designations only indicate that mapped components for this project lie within a HUC-12 watershed boundary containing impaired waterbody features. An affirmative indication for any designation will require a detailed analysis of the project to determine if any of the proposed project components will actually have a positive impact on the relevant impaired features.

Geographic Impacts
For Included System(s)

Counties

Pendleton

Legislative Districts

District Name
House 078	Mark Hart
Senate 24	Shelley Funke Frommeyer
Congressional 4	Thomas Massie

CW Specific Impacts:

Wastewater Volumes (MGD):

For this project:
For included system(s):	0.500
Reduced by this project:

Other CW Specific Impacts:

This project provides regionalization and/or consolidation of wastewater treatment systems.

This project will eliminate a package treatment plant that is more than 25 years old.

This project will eliminate a package treatment plant that has received notices of violations within the last two state fiscal years (July through June).

This project includes an on-site mound, and/or decentralized WW treatment system.

This project is necessary to achieve full or partial compliance with a court order, agreed order, or a judicial or administrative consent decree.

Agreed Order Number: DOW-150025

This project includes components to achieve compliance with a federal consent decree.

Primary system has not received any CWA Notices of Violation within the previous state fiscal year (July through June).

This project is consistent with the approved facility plan.

This project will have a positive impact on drinking water sources within a 5 mile radius.

Planning Needs:

Combined Sewer Overflow (CSO) Correction.

Sanitary Sewer Overflow (SSO) Correction.

Replacement or Rehabilitation of Aging Infrastructure.

New Treatment Plant.

New Collector Sewers and Appurtenances.

Decentralized Wastewater Treatment Systems.

Upgrade to Advanced Treatment.

This project addresses PFAS or other emerging contaminants.

Rehab/Upgrade/Expansion of Existing Treatment Plant.

New Interceptor Sewers and Appurtenances.

Stormwater Control.

Non-Point Source (NPS) Pollution Control.

Recycled Water Distribution.

Planning

Other (specify):

Project Inventory (Mapped Features):

Point Features:

DOW PermitID	Count	FeatureType	Purpose	Status	Existing Capacity	Proposed Capacity	Units
KY0106267	119	MANHOLE	ENERGY EFF - I & I FLOW REDUCTION	REHAB - SSO			EA

Linear Features:

DOW Permit ID	Line Type	Purpose	Activity	Size (in.)	Material	Length (LF)
KY0106267	GRAVITY	COLLECTOR	REHAB - REPLACE PROBLEM LINES			32,731
					Total Length	32,731

Administrative Components:

The following administrative components are included in this project:

Planning

Sewer System Evaluation Survey Report

Design

Construction

Management

Audits on Record
Associated With Applicant

Audit Year	Entity Name	Entity Relationship
2025	Falmouth, City of	Parent
2024	Falmouth, City of	Parent
2023	Falmouth, City of	Parent
2022	Falmouth, City of	Parent

Water Treatment Plants Eliminated:

This project includes the elimination of water treatment plant(s).

Sanitary Sewer Components:

This project includes a new wastewater treatment plant.

This project includes an expansion of an existing wastewater treatment plant.

This project includes rehabilitation of an existing wastewater treatment plant.

This project includes upgrades to an existing wastewater treatment plant.

This project includes rehabilitation or replacement of aging infrastructure.

Total length of replaced infrastructure (LF): 32,731

This project includes new collector sewers.

This project includes new interceptor sewers.

This project includes elimination of existing sewer system components.

Security Components:

This project includes cyber-security components.

Green
InfrastructureWater
EfficiencyEnergy
EfficiencyEnvironmentally
InnovativeAsset
Management

Green Infrastructure:

Green stormwater infrastructure includes a wide array of practices at multiple scales that manage wet weather and that maintains and restores natural hydrology by infiltrating, evapotranspiring and harvesting and using stormwater. On a regional scale, green infrastructure is the preservation and restoration of natural landscape features, such as forests, floodplains, and wetlands, coupled with policies such as infill and redevelopment that reduce overall imperviousness in a watershed. On the local scale, green infrastructure consists of site and neighborhood-specific practices, such as:

Component		Cost
Item 1:	Implementation of green streets.
Item 2:	Wet Weather management systems for parking areas.
Item 3:	Implementation of comprehensive urban forestry programs.
Item 4:	Stormwater harvesting and reuse.
Item 5:	Downspout disconnection.
Item 6:	Comprehensive retrofit programs designed to keep wet weather discharges out of sewer systems.
Item 7:	Establishment or restoration of riparian buffers, floodplains, wetlands or other natural features.
Item 8:	Management of wetlands.
Item 9:	Purchase of land or easements on land that has a direct benefit to water quality.
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Water Efficiency:

The use of improved technologies and practices to deliver equal or better services with less water. Water efficiency encompasses conservation and reuse efforts, as well as water loss reduction and prevention, to protect water resources for the future. Examples include:

Component		Cost
Item 1:	Installing or retrofitting water efficient devices such as plumbing fixtures and appliances (toilets, showerheads, urinals).
Item 2:	Installing any type of water meter in previously unmetered areas (can include backflow prevention if in conjunction with meter replacement).
Item 3:	Replacing existing broken/malfunctioning water meters with AMR or smart meters, meters with leak detection, backflow prevention
Item 4:	Retrofitting/Adding AMR capabilities or leak equipment to existing meters.
Item 5:	Developing water audit and conservation plans, which are reasonably expected to result in a capital project.
Item 6:	Recycling and water reuse projects that replace potable sources with non-potable sources (Gray water, condensate, and wastewater effluent reuse systems, extra treatment or distribution costs associated with water reuse).
Item 7:	Retrofit or replacement of existing landscape irrigation/agricultural systems to more efficient landscape/agricultural irrigation systems (rain and moisture sensing equipment)
Item 8:	Water meter replacement with traditional water meters.*
Item 9:	Projects that result from a water audit or water conservation plan.*
Item 10:	Storage tank replacement/rehabilitation to reduce water loss.*
Item 11:	New water efficient landscape/agricultural irrigation system, where there currently is not one.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Energy Efficiency:

Energy efficiency is the use of improved technologies and practices to reduce the energy consumption of water projects, use energy in a more efficient way, and/or produce/utilize renewable energy. Examples include:

Component		Cost
Item 1:	Renewable energy projects such as wind, solar, geothermal, and micro-hydroelectric, and biogas combined heat and power systems that provide power to a POTW.
Item 2:	POTW-owned renewable energy projects.
Item 3:	Collection system infiltration/inflow (I/I) detection equipment.
Item 4:	POTW energy management planning, including energy assessments, energy audits, optimization studies, and sub-metering of individual processes to determine high energy use areas
Item 5:	Projects that achieve a reduction in energy consumption (pumps, motors).*
Item 6:	Projects that cost effectively eliminate pumps or pumping stations.*
Item 7:	I/I correction projects that save energy from pumping and reduced treatment costs.*	$4,808,202
Item 8:	I/I correction where excessive groundwater infiltration is contaminating the influent requiring otherwise unnecessary treatment processes.*
Item 9:	Replacing old motors with premium energy efficiency motors.*
Item 10:	Upgrade of POTW lighting to energy efficient sources.*
Item 11:	SCADA systems where substantial energy savings can be demonstrated.*
Item 12:	Variable Frequency Drive (VFD) controllers where substantial energy savings can be demonstrated.*
Total Cost:		$4,808,202

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

This project is designed to correct inflow and infiltration in Butler. This will assist in saving energy.

Environmentally Innovative Projects:

Environmentally innovative projects include those that demonstrate new and/or innovative approaches to delivering services or managing water resources in a more sustainable way. Examples include:

Component		Cost
Item 1:	Total integrated water resources management planning likely to result in a capital project.
Item 2:	Utility sustainability plan consistent with EPA’s sustainability policy.
Item 3:	Greenhouse gas inventory or mitigation plan and submission of a GHG inventory to a registry as long as it is being done for an SRF eligible facility.
Item 4:	Planning activities by a POTW to prepare for adaptation to the long-term effects of climate change and/or extreme weather.
Item 5:	Construction of US Building Council LEED certified buildings, or renovation of an existing building on POTW facilities.
Item 6:	Decentralized wastewater treatment solutions to existing deficient or failing onsite wastewater systems.
Item 7:	Constructed wetlands projects used for municipal wastewater treatment, polishing, and/or effluent disposal.*
Item 8:	Projects that result from total/integrated water resource management planning consistent with the decision criteria for environmentally innovative projects and that are CWSRF eligible.*
Item 9:	Projects that facilitate adaptation of POTWs to climate change identified by a carbon footprint assessment or climate adaption study.*
Item 10:	POTW upgrades or retrofits that remove phosphorus for beneficial use, such as biofuel production with algae.*
Item 11:	Projects that significantly reduce or eliminate the use of chemicals in wastewater treatment.*
Item 12:	Treatment technologies that significantly reduce the volume of residuals, generation of residuals, or lower the amount of chemicals in the residuals.*
Item 13:	Educational activities and demonstration projects for water or energy efficiency.*
Item 14:	Projects that achieve the goals/objectives of utility asset management plans.*
Item 15:	Sub-surface land application of effluent and other means for groundwater recharge, such as spray irrigation and overland flow.*
Total Cost:

* Indicates a business case may be required for this item.

If any box(es) above are checked, please describe each below.

Asset Management:

If a category is selected, the applicant must provide supporting documentation in PDF format to substantiate claims.

Asset Management Components

Last Rate Adjustment Date:	08.27.2019 Download Fee Schedule
Rate Adjustment Age (months):	77

System’s monthly water bill, based on 4,000 gallons, as a percentage of MHI:

1.12%

The system has an Asset Management Plan (AMP).

The system(s) involved in this project have specifically allocated funds for the rehabilitation and replacement of aging and deteriorating infrastructure.

If any box(es) above are checked, please describe each below.

Activity	Date
Profile Created:	03.04.2024
Profile Last Modified:	01.26.2026
General Info Last Modified:	12.04.2025
Narrative Last Modified:	01.22.2026
Admin Info Last Modified:	08.18.2025
Budget Info Last Modified:	08.29.2025
Impacts Info Last Modified:	08.18.2025
Plans & Specs Info Last Modified:
Components Info Last Modified:	01.26.2026
GIS Last Modified:	08.22.2025

Deficiencies found in Budget and Schedule Tab:

Funding Sources:

− Warning: The construction start date is not within the normal expected threshold for projects requesting SRF funding.

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